What We Do

Compliance professionals want to focus on the activities that drive business forward. You seek compliance services that are time-and resource-efficient, as well as effective at safeguarding your reputation and that of your firm.

If you are an investment adviser, broker-dealer, hedge fund or investment company NRS has the right compliance solutions for you. We serve over 6,000 clients, from the largest to the smallest firms in the industry.

NRS delivers robust proprietary software, deeply experienced compliance professionals and education — from engaging conferences to skill building, test prep and continuing education.  Our automated tools offer assurance and efficiency. Our deep business expertise provides expert guidance. We balance regulatory requirements with real-world business needs. Our offerings are flexible, comprehensive, continually updated and backed by extraordinary customer care.

NRS provides you with compliance insight, peace of mind and success.

Our solutions

What we do

For Broker-Dealers

NRS has a broad portfolio of expert broker-dealer solutions no matter the size of your firm. Whether you are small and seek to automate your current manual systems, or large and wish to streamline your compliance process, NRS can help. NRS delivers robust proprietary software, deeply experienced consultant compliance professionals and education – each continually […]
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What we do

For Hedge Fund Managers

As a fund manager you must remain customer focused while reducing risk and growing your business. Balancing regulatory compliance with your firm’s growth is an ongoing challenge. NRS understands this and delivers robust proprietary software, deeply experienced consultant compliance professionals and professional education, from engaging conferences to skill building, test prep and CE – each […]
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What we do

For Investment Advisers

Solutions for the entire breadth of investment adviser compliance challenges.
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What we do

For Investment Companies

As an investment fund manager you want to focus on your core business; preserving shareholder value and avoiding regulatory violations. You may not have dedicated regulatory professionals on staff to provide compliance continuity and that can result in overpayment of fees, or unnecessarily incurring fees – NRS is here to help. NRS delivers robust proprietary […]
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