Designed to be the backbone of your firm’s compliance infrastructure, NRS technology solutions keep you confidently in compliance as rules and regulations change. Leverage one or any combination of our products to streamline processes, track activities, archive information and be audit-ready. Our technology products are modular, scalable and informed by NRS expert compliance professionals.
Keep your firm in compliance today and in the future with a platform that combines leading compliance software, the latest expert content, continuing education and advanced regulatory consulting.
Collecting and maintaining registration and licensing information for registered representatives is vital to the success of compliance programs. Isn’t it time you had access to the kind of real-time data you need to make informed compliance decisions?
Generate a firm-specific document with a profile driven solution. Available as a standalone solution or as a part of your current subscription, step-by-step, the Form CRS tool establishes a profile for your firm, allowing you to generate a Form CRS as unique as your firm.
On-boarding is fast and guided by NRS’ expert compliance professionals. You will be confident that your compliance data is clean and correct from the start. Our software is easy-to-use and pre-empts issues through clear calendaring, notifications and flagging. Our content has been developed by leading industry compliance professionals — with experience working in the private sector and for regulatory bodies.