Industry Perspectives

2019 Evolution Revolution Report cites continued record growth

The federally registered investment adviser profession continues to see healthy growth, with record numbers of firms, employment, client demand and increased regulatory assets under management (RAUM) last year according to the 2019 Evolution Revolution Report…

Download the 2019 Evolution Revolution Report

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What the SEC Releases Require you do Ahead of Reg BI

View the replay of our recent complimentary webinar, which focuses on and explains how the SEC’s two new interpretive releases, which go into effect upon publication in the Federal Register, may require immediate changes to your compliance program.

View the webinar replay