Industry Perspectives

Continuing Compliance Challenges from Covid-19

As of this writing (July 1, 2020), it appears that most investment adviser firms have risen to the challenge of keeping their business operating during the first three months of the pandemic.

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Disclosing your PPP Loan on Form ADV

Many advisers have applied for and received loans under the Paycheck Protection Program (“PPP”) offered by the federal government to help businesses retain employees and stay afloat during the Covid-19 crisis.

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