Setting a new standard for compliance expertise.

National Regulatory Services (NRS) is the consulting and continuing education solution for compliance people. Bringing together industry leading experts and real time insight — because you never stop learning.

Compliance excellence is our middle name. And we have the stats to prove it.

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IACCP designees to date.
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IACCP candidates currently enrolled in the program.
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IACCP-credit webinars and symposia sessions hosted in 2022.

Who we serve

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Private funds

Private fund and hedge fund managers leverage these NRS solutions to achieve compliance confidence.
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NRS has a broad portfolio of expert broker-dealer solutions to address your unique compliance needs.
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Investment advisers

Confidently address your regulatory requirements with the support of our expert technology, consulting and education.

Let our experts be your experts

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COMPLYConnect 2024 Conference & Expo

OCTOBER 21 - 24, 2024
See you next year! Get a front row seat to the latest news and trends shaping compliance, risk and governance in beautiful Austin, Texas.

Your technology partner and beyond

Move beyond reactive compliance tactics to achieve strategic regulatory goals with a single, comprehensive compliance partner who is as dedicated to the details as you are. ComplySci offers a market-leading host of technology solutions, data tracking and managed services to give you the tools, resources and expertise to take on today's toughest regulatory challenges and meet your firm's unique compliance needs.

Comprehensive capabilities

  • Cybersecurity
  • Vendor due diligence
  • Virtual desktop
  • State RIA registration
  • SEC RIA registration
  • RolloverAnalyzer
  • IAR Continuing Education

Managed services

  • Consulting
  • Form filings
  • Virtual mock audit
  • Firm and individual registration support
  • Creation and review of policies and procedures manual
  • System configuration and customization

Compliance program management

  • Compliance calendar
  • Compliance log
  • Registration tracking
  • Audit prep
  • Archiving and review
  • Compliance communications
  • Mobile accessibility

Employee compliance solutions

  • Personal and firm trading
  • Private investment
  • Gifts and entertainment
  • Conflicts of interest
  • Outside business affiliation
  • Managing material non-public information 
  • Marketing rule
  • Insider trading
  • Policies and procedures management
  • Filings (Form ADV, PF, 13F, CRS, Blue Sky, etc.)
  • Annual reviews
  • Risk assessments

Ready to add us to your team?

Looking to identify potential gaps in your programs? Curious how you would fare in an audit? Want to learn more about the latest regulation? We have the compliance resources you need to stay up-to-date and well informed.