Master compliance with greater confidence.
For Investment Advisers
Compliance strategy delivered by experts in the financial services industry.
Browse Solutions For Investment Advisers
For Broker-Dealers
Proven experience to guide you through regulatory and compliance issues.
Browse Solutions For Broker-Dealers
For Hedge Fund Managers
Practical solutions to complex compliance and registration questions.
Browse Solutions For Hedge Fund Managers
For Investment Companies
Manage compliance issues with greater confidence and confidentiality.
Browse Solutions For Investment Companies
NRS 2018 Compliance Forum
December 6, 2018
At the NRS 2018 Compliance Forum, industry experts will take a deep dive into this year’s Risk Alerts plus address the current status of the SEC’s proposed rule, Regulation Best Interest.
Upcoming Events
Industry Perspectives
Evolution Revolution 2018
Download our 2018 Evolution Revolution report, which outlines how the investment adviser profession is a strong economic driver as employment, AUM and number of firms hit record highs.
Best Interest Standards and Disclosures
In our NRS Insights Blog, we outline how the SEC has entered the fiduciary standard fray with the release of its much-anticipated fiduciary / best interest proposal on April 18.
