Master compliance with greater confidence.
For Investment Advisers
Compliance strategy delivered by experts in the financial services industry.
Browse Solutions For Investment Advisers
For Broker-Dealers
Proven experience to guide you through regulatory and compliance issues.
Browse Solutions For Broker-Dealers
For Hedge Fund Managers
Practical solutions to complex compliance and registration questions.
Browse Solutions For Hedge Fund Managers
For Investment Companies
Manage compliance issues with greater confidence and confidentiality.
Browse Solutions For Investment Companies
NRS Spring 2021 Compliance Conference
May 17-20, 2021
Join NRS Spring 2021 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.
Upcoming Events
Industry Perspectives
2020 Evolution Revolution Report
With the Investment Adviser Industry continuing to see record growth in 2020, this Evolution Revolution Report provides a preview for the future growth and recovery of an industry that is vital for investors, the economy and capital markets.
Continuing Compliance Challenges from Covid-19
As of this writing (July 1, 2020), it appears that most investment adviser firms have risen to the challenge of keeping their business operating during the first three months of the pandemic.
