Industry Perspectives

Investment Adviser Industry Snapshot 2021 – Evolution Revolution Reimagined

Defying the challenges posed by the pandemic, the investment adviser industry continued to experience record-breaking growth with close to 14,000 Security and Exchange Commission (SEC) Registered Investment Advisers (RIAs) managing $110 trillion in assets for 60.8 million clients.

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Complimentary Webinar: Practical guidance on SEC focus areas and preparation pointers

Watch this complimentary webinar which provides an overview on SEC focus areas and preparation pointers to ensure your compliance operations stand up to continued SEC scrutiny.

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