Broker-Dealers

Your compliance is our priority

Whether you manage five, 500 or 5,000+ registered broker-dealer representatives, we know how burdensome manual processes can be, taking your team’s time, energy, and focus away from other high-priority initiatives. Not anymore – say hello to automation with accuracy!

Empower your compliance team

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Streamline and automate your firm's certifications and attestations.

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Protect against insider trading risk, including front running.

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Respond to changing regulations quickly and with confidence.