Education

Keeping your teams informed through ongoing education and up to date on continuing education requirements is the most effective ways to build a culture of compliance at every level of your organization.

NRS meets the needs of busy investment advisers, broker dealers, and dually registered firms: we deliver compliance education in-person, live online, and via on-demand webinars (online learning), conferences and professional development programs.

Compliance officers and others allied to the field rely on NRS Education Solutions for a full range of education options that:

  • Prepare your firm to address the challenges associated with regulatory changes and examinations
  • Support strong, effective and efficient compliance programs
  • Keep You Current with the latest rules and regulations, best practices and new trends
  • Certify your professionals to current industry standards

NRS founded the IACCP® Program, which is one of the only designations for investment adviser compliance professionals in the financial services industry, with over 1,000 designees across the United States, Canada and the United Kingdom.

Our programs are backed by decades of experience and NRS is recognized as a continuing education approved provider by:

  • National Association of State Boards of Accountancy (NASBA) Continuing Professional Education (CPE) Sponsor (CPAs / Accountants) – Sponsor # 103452
  • State Bar of California Minimum Continuing Legal Education (CLE) – Provider #2569
  • Certified Financial Planner (CFP®) Board of Standards – Sponsor ID #922 and Continuing Education Quality Partner

Products

Product

Conferences

Spring and Fall Compliance Conferences For decades the NRS Spring and Fall Compliance Conferences have formed the cornerstone of NRS Education Solutions. They provide a comprehensive view of the current regulatory landscape, discuss the latest regulatory changes and provide strategies for workable, effective compliance programs. Sessions provide compliance professionals with insights and tools that transform […]
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Continuing Education

As a recognized provider of Continuing Education Solutions, National Regulatory Services is the leading training provider to the financial services industry. For over 30 years, NRS has provided education solutions to over 300,000 professionals at more than 250 firms. NRS is recognized by compliance officers, trainers, and students across Broker/Dealers, Investment Advisers, Hedge Funds, and […]
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Investment Adviser Certified Compliance Professional

NRS offers two programs: The Investment Adviser Certified Compliance Professional (IACCP®) Program, the gold standard credential for Compliance Professionals and the Investment Adviser Core Compliance program a stepping stone to the IACCP® Earn top credentials as a compliance professional with the NRS Investment Adviser Certified Compliance Professional® (IACCP®) program. The certification responds to growing industry […]
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