On-site Compliance Reviews


Given the pace of regulatory change and the mission-critical nature of getting compliance right, it helps to tap outside experts whose domain expertise is navigating the regulatory landscape.

NRS compliance professionals have a wealth of expertise working in the private sector and for regulatory bodies:

  • Bringing unmatched expertise when reviewing your firm’s compliance program, and
  • Bridging the divide when navigating regulatory requirements and real-world business needs.

Clients count on NRS consultant compliance professionals for accurate risk assessment, guidance in addressing weaknesses and taking corrective actions as well as for ongoing support as business needs and regulations change.

Having helped thousands of firms comply, NRS Compliance Consulting sets the industry standard for:

  • Compliance Program Reviews
  • Annual Reviews
  • Mock SEC Examinations
  • Independent Compliance Consultant Reviews
  • Anti-Money Laundering Audits
  • Cybersecurity Reviews

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