Compliance confidence for broker-dealers

NRS delivers robust proprietary software, deeply experienced consultant compliance professionals and education – each continually updated – for compliance confidence. We balance regulatory requirements with real-world business needs for custom solutions designed to keep you in compliance and align with your business needs.

Our offerings are flexible, comprehensive and backed by extraordinary customer care.

NRS has a broad portfolio of expert broker-dealer solutions no matter the size of your firm. Whether you are small and seek to automate your current manual systems, or large and wish to streamline your compliance process, NRS can help.

NRS delivers robust proprietary software, deeply experienced consultant compliance professionals and education – each continually updated – for compliance confidence. We balance regulatory requirements with real-world business needs for custom solutions designed to keep you in compliance and align with your business needs.

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Reduce costs

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Increase efficiencies

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Stay informed

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Stay in compliance

Broker-dealer registration

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Policies and procedures management

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Anti-money laundering audit

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Track representatives in real time

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Speak with a broker-dealer compliance expert