Tag Archive: Stirling


October 27, 2021 - Event

The DOL’s New Prohibited Transaction Exemption (PTE) for Plans and IRAs; Yes, it’s finally here! (IA)(Intermediate)

Course Description: In February 2021, the DOL announced that PTE 2020-02 would become effective on February 16. The PTE, designed to replace the late, unlamented fiduciary rule from 2016, sets down the requirements for providing advice to ERISA plans and to IRAs. The PTE confirms the reinstatement of the five-part test for determining whether a […]
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October 27, 2021 - Event

The DOL’s New Prohibited Transaction Exemption (PTE) for Plans and IRAs; Yes, it’s finally here! (IA)(Intermediate)

Course Description: In February 2021, the DOL announced that PTE 2020-02 would become effective on February 16. The PTE, designed to replace the late, unlamented fiduciary rule from 2016, sets down the requirements for providing advice to ERISA plans and to IRAs. The PTE confirms the reinstatement of the five-part test for determining whether a […]
Find out more
May 20, 2021 - Event

What on Earth are They Doing in Washington? – Administrative Law for Compliance Professionals

Course Description: Your CEO hears about a change in a rule that could dramatically change the way your firm does business. You are tasked with determining, at once, the status of the change, the time available before compliance with the change is required, and the likely impact on your firm. To provide a reasonable answer, […]
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May 18, 2021 - Event

The DOL’s New Prohibited Transaction Exemption (PTE) for Plans and IRAs; Yes, it’s finally here! (IA/BD)

Course Description: In February 2021 the DOL announced that PTE 2020-02 would become effective on February 16. The PTE, designed to replace the late, unlamented fiduciary rule from 2016, sets down the requirements for providing advice to ERISA plans and to IRAs. The PTE confirms the reinstatement of the five-part test for determining whether a […]
Find out more