May 18, 2021
-
Event
Unpacking Changes to Advertising and Solicitor Rules for Investment Advisers
Course Description: The sweeping revision of the advertising and solicitor rules is perhaps the most dramatic change in IA regulation since the adoption of the Compliance Program Rule in 2003. While the SEC has allowed over a year before compliance with the new rules are required, many firms will want to take advantage of many […]
Find out more