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Blog entries
- April 20 2018 - SEC Proposed Best Interest Standard and New Disclosures
- January 29 2018 - SEC Chair vows to increase Investment Adviser Examinations
- November 9 2017 - DOL Sends Final Rule to Extend Applicability Date of the Fiduciary Rule to the OMB
- October 3 2017 - SEC Issues Risk Alert on Advertising Rule Compliance
- September 11 2017 - SEC Issues More Guidance on Certain Form ADV Amendments
- August 18 2017 - OCIE Releases Risk Alert for Cybersecurity 2 Initiative
- August 10 2017 - DOL Proposes to Extend Applicability Date of the Fiduciary Rule
- June 9 2017 - SEC opens comment period on possible fiduciary duty rulemaking
- May 23 2017 - June 9 DOL Applicability Date Confirmed by Labor Secretary Acosta
- May 12 2017 - No Uncertainty for Regulators
- April 14 2017 - SEC’s No-Action Letter Offers Critical Clarification on Custody Rule
- April 5 2017 - DOL Delays the Fiduciary Rule to June 9, 2017
- March 13 2017 - Robo-Technology presents unique Compliance Challenges
- March 9 2017 - How Multi-Branch Advisers Can Comply with New OCIE Initiative
- February 17 2017 - DOL Files for Delay of Fiduciary Rule
- February 9 2017 - DOL Fiduciary Rule Upheld in Texas Federal Court
- February 6 2017 - What does the Presidential Memorandum mean for the DOL rule?
- December 13 2016 - FinCEN’s Final Rule Gathers Momentum Amidst DOL Distraction
- November 15 2016 - How will the election results affect the DOL’s new fiduciary rule?
- November 9 2016 - Common Misconceptions about the New DOL Rules
- October 20 2016 - Third-party Examinations of Investment Advisers on the Horizon
- October 13 2016 - Investment Firms Pay the Price for Using Boilerplate Disclosures
- September 15 2016 - What Advisers Need to Know to Comply with the SEC’s New Form ADV Amendments
- September 6 2016 - Newly Proposed SEC Rule May Have Far-Reaching Impact on Investment Advisers
Press releases
- March 6 2018 - National Regulatory Services and Fortress Information Security join forces to help businesses tackle cybersecurity compliance
- August 1 2017 - IAA and NRS 17th Annual Evolution Revolution Study
- October 5 2016 - NRS Acquires Fire Solutions
- August 23 2016 - NRS and IAA’s 16th Annual Evolution Revolution Study
- October 7 2015 - National Regulatory Services (NRS) releases the first Advertising Review system with bi-directional AREF integration
- August 11 2015 - NRS and Fox Financial Planning Network: AdvisorTouch Symphony
- May 27 2015 - National Regulatory Services Releases cMAX Customer Complaints Module
- May 6 2015 - National Regulatory Services Releases Blue Sky Solution™ Transactional Exemption Module
- March 10 2015 - SEC Approves Consolidated FINRA Regarding Background Checks
- October 13 2014 - NRS and IAA’s 14th Annual Evolution/Revolution Study Spotlights Diversity of U.S. Investment Advisory Profession
- April 14 2014 - National Regulatory Services Releases Personal Securities Trading Module for NRS ComplianceGuardian™
- January 9 2014 - Rep Insight Module Automates Registration and Supervision of Registered Reps and Advisers for FINRA Compliance
- October 3 2013 - NRS and IAA Releases 13th Annual Evolution/Revolution
- September 5 2013 - National Regulatory Services Releases Enhanced Calendar for NRS ComplianceGuardian
- May 20 2013 - National Regulatory Services Introduces Continuing Education Module v2.0
- January 24 2013 - National Regulatory Services Enhances Its Communications and Advertising Review Solution
- November 1 2011 - Reed Business Information Completes Acquisition of Accuity
- August 30 2011 - NRS and IAA Release 11th Edition of Evolution Revolution
- November 18 2010 - Introducing the NRS ComplianceGuardian Form ADV Architect Module
- June 3 2010 - Pershing’s Affiliate, iNautix, Expands Its Suite of Compliance Solutions for Introducing Broker-Dealers
- May 25 2010 - NRS Introduces an Exclusive and Unrivaled Compliance Technology Solution for Advertising and Communications Review
- March 26 2009 - Accuity and National Regulatory Services integrate management teams
