Customer Complaints Whitepaper


This White Paper addresses some of the common questions that have arisen since Rule 4530 was passed, specifically in regards to customer complaints, starting with a look at the language of Rule 4530, and then examining the various gray areas that may leave compliance officers scratching their heads.

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Thank you for your interest in our resources and insights. You can access “Customer Complaints Whitepaper” by clicking the link below.

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Download the Customer Complaints Whitepaper