Complimentary Webinar: Practical guidance on SEC focus areas and preparation pointers


This webinar provides an overview on SEC focus areas and preparation pointers to ensure your compliance operations stand up to continued SEC scrutiny.

After viewing this webinar recording, you’ll have insight into:

  • How exams have changed
  • How to prepare for an exam
  • How to identify deficiencies before they become liabilities

Access the full webinar recording by completing the form below.