Complimentary Webinar: Critical compliance requirements in 2021

This webinar gives you guidance on where to focus your compliance program in 2021. Our compliance experts provide you with a high level overview on what to expect including:

  • What to potentially expect from the change in administration
  • Priorities for 2021 as summarized by the SEC and FINRA
  • Risk Alerts to address immediately from the past year

Access the full webinar recording by completing the form below.