Resources
These useful resources will help you stay up to date on the latest industry trends and technologies.
June 18 2013 - Resource
SEC Set to Enforce Broker-Dealer Registration Requirements on Private Fund Managers
This whitepaper will provide you with the knowledge you need to weather the ongoing storms with the SEC, and their enforcement of stricter broker-dealer registration guidelines, and the requirements set on private fund managers.
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March 25 2013 - Resource
A Better Continuing Education Solution
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