June 1 2021
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Product Announcement
NRS releases quarterly updates for ComplianceGuardian™
NRS ComplianceGuardian™ is a cost-effective solution designed to foster compliance confidence in rapidly-changing environments. Keep your firm ahead of the evolving landscape of regulatory requirements. with quarterly updates. Here is a snapshot of policy and procedure updates that we released for the second quarter: Information on the new SEC Advertising / Cash Solicitation Rules (206(4)-1 […]
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