NRS
  • What We Do
    • What We Do
    • What We Do Overview
    • For Broker-Dealers
    • For Hedge Fund Managers
    • For Investment Advisers
    • For Investment Companies
  • Technology
    • Technology
    • Technology Overview
    • ComplianceGuardian™
      • ComplianceGuardian™
      • ComplianceGuardian™ Overview
      • Form ADV Architect
      • Form CRS Tool
      • Monthly Compliance Program
      • Policies and Procedures Management
      • Reg BI Disclosures
      • View our ComplianceGuardian Lookbook
    • Blue Sky Solution
      • Blue Sky Solution
      • Blue Sky Solution Overview
      • Blue Sky Solution System
      • Transactional Exemption Module
    • ComplianceMAX™
      • ComplianceMAX™
      • ComplianceMAX™ Overview
      • Ad Review
      • Audit Technology
      • Disclosures and Attestations
      • Firm Element
      • Form ADV Part 2B
      • Gifts and Entertainment
      • Outside Business Activities
      • Registration and Licensing
  • Consulting
    • Consulting
    • Consulting Overview
    • General Compliance Consulting
    • On-site Compliance Reviews
      • On-site Compliance Reviews
      • On-site Compliance Reviews Overview
      • Annual Review
      • Anti-Money Laundering Audit
      • Compliance Program Review
      • Cybersecurity Review
      • Independent Compliance Consultant Review
      • Mock SEC Examination
    • Outsourced Partnerships
      • Outsourced Partnerships
      • Outsourced Partnerships Overview
      • Annual Updating Amendment
      • Blue Sky Permit Administration
      • NRS Partnership Program
      • Premier Compliance Partnership
      • Blue Sky Admin – Private Offering (Reg. D-Rule 506)
    • Registration Services
      • Registration Services
      • Registration Services Overview
      • Broker-Dealer Registration
      • Investment Adviser Registration
    • Regulation Best Interest (Reg BI) Services
  • Education
    • Education
    • Education Overview
    • Blaze Xpress Self Service Education
    • Conferences
      • Conferences
      • Conferences Overview
      • Spring and Fall Conferences
      • Compliance Symposia
      • Compliance Forum
      • Events Calendar
    • Continuing Education
      • Continuing Education
      • Continuing Education Overview
      • Annual Compliance Meetings
      • Annual Compliance Questionaire
      • Anti-Money Laundering
      • Certified Financial Planners Education
      • Continuing Education Guide
      • Custom Training
      • FINRA
      • Firm Element
      • Insurance
      • Investment Adviser Certified Compliance Professional
      • On Demand Learning
      • Regulation Best Interest (Reg BI)
      • Webinars
    • Investment Adviser Certified Compliance Professional
      • Investment Adviser Certified Compliance Professional
      • Investment Adviser Certified Compliance Professional Overview
      • IACCP® Program
        • IACCP® Program
        • IACCP® Program Overview
        • Program Requirements
        • View our IACCP Lookbook
      • Investment Adviser Core Program
        • Investment Adviser Core Program
        • Investment Adviser Core Program Overview
        • Program Requirements
    • Securities Licensing
      • Securities Licensing
      • Securities Licensing Overview
      • Securities Industry Essentials (SIE)
      • Series 6
      • Series 7
      • Series 9
      • Series 10
      • Series 24
      • Series 63
      • Series 65
      • Series 66
      • Mastery Exams
      • FIRE Drill Quiz App
      • Securities Exam Prep: No-Pass, No-Pay Guarantee
      • Subscription Pricing
    • Securities Industry Essentials (SIE)
  • Insights
    • Insights
    • NRS E-newsletter
    • NRS Insights Blog
    • Resources
  • About
    • About
    • About Overview
    • Our History
    • Contact Us
    • NRS Compliance Technology Support
    • Press Room
  • Login
    • Login
    • Blue Sky Solution System
    • IACCP Resource Center
    • ComplianceGuardian
    • ComplianceMax
    • Desktop On Demand
    • FIRE Solutions
    • PowerComply
  • What We Do
    • What We Do Overview
    • For Broker-Dealers
    • For Hedge Fund Managers
    • For Investment Advisers
    • For Investment Companies
  • Technology
    • Technology Overview
    • ComplianceGuardian™
      • ComplianceGuardian™ Overview
      • Form ADV Architect
      • Form CRS Tool
      • Monthly Compliance Program
      • Policies and Procedures Management
      • Reg BI Disclosures
      • View our ComplianceGuardian Lookbook
    • Blue Sky Solution
      • Blue Sky Solution Overview
      • Blue Sky Solution System
      • Transactional Exemption Module
    • ComplianceMAX™
      • ComplianceMAX™ Overview
      • Ad Review
      • Audit Technology
      • Disclosures and Attestations
      • Firm Element
      • Form ADV Part 2B
      • Gifts and Entertainment
      • Outside Business Activities
      • Registration and Licensing
  • Consulting
    • Consulting Overview
    • General Compliance Consulting
    • On-site Compliance Reviews
      • On-site Compliance Reviews Overview
      • Annual Review
      • Anti-Money Laundering Audit
      • Compliance Program Review
      • Cybersecurity Review
      • Independent Compliance Consultant Review
      • Mock SEC Examination
    • Outsourced Partnerships
      • Outsourced Partnerships Overview
      • Annual Updating Amendment
      • Blue Sky Permit Administration
      • NRS Partnership Program
      • Premier Compliance Partnership
      • Blue Sky Admin – Private Offering (Reg. D-Rule 506)
    • Registration Services
      • Registration Services Overview
      • Broker-Dealer Registration
      • Investment Adviser Registration
    • Regulation Best Interest (Reg BI) Services
  • Education
    • Education Overview
    • Blaze Xpress Self Service Education
    • Conferences
      • Conferences Overview
      • Spring and Fall Conferences
      • Compliance Symposia
      • Compliance Forum
      • Events Calendar
    • Continuing Education
      • Continuing Education Overview
      • Annual Compliance Meetings
      • Annual Compliance Questionaire
      • Anti-Money Laundering
      • Certified Financial Planners Education
      • Continuing Education Guide
      • Custom Training
      • FINRA
      • Firm Element
      • Insurance
      • Investment Adviser Certified Compliance Professional
      • On Demand Learning
      • Regulation Best Interest (Reg BI)
      • Webinars
    • Investment Adviser Certified Compliance Professional
      • Investment Adviser Certified Compliance Professional Overview
      • IACCP® Program
        • IACCP® Program Overview
        • Program Requirements
        • View our IACCP Lookbook
      • Investment Adviser Core Program
        • Investment Adviser Core Program Overview
        • Program Requirements
    • Securities Licensing
      • Securities Licensing Overview
      • Securities Industry Essentials (SIE)
      • Series 6
      • Series 7
      • Series 9
      • Series 10
      • Series 24
      • Series 63
      • Series 65
      • Series 66
      • Mastery Exams
      • FIRE Drill Quiz App
      • Securities Exam Prep: No-Pass, No-Pay Guarantee
      • Subscription Pricing
    • Securities Industry Essentials (SIE)
  • Insights
    • NRS E-newsletter
    • NRS Insights Blog
    • Resources
  • About
    • About Overview
    • Our History
    • Contact Us
    • NRS Compliance Technology Support
    • Press Room
  • Login
    • Blue Sky Solution System
    • IACCP Resource Center
    • ComplianceGuardian
    • ComplianceMax
    • Desktop On Demand
    • FIRE Solutions
    • PowerComply
Share
  • Share on Facebook
  • Share on Twitter
  • Share on LinkedIn
  • Share over email
  • Print page
  • Home
  • Insights
  • NRS Insights Blog
  • SEC Adopted Regulation Best Interest on June 5! What Does this Mean for Your Firm?

What We Do

  • What We Do Overview
  • For Broker-Dealers
  • For Hedge Fund Managers
  • For Investment Advisers
  • For Investment Companies

Technology

  • Technology Overview
  • ComplianceGuardian™
  • Blue Sky Solution
  • ComplianceMAX™

Consulting

  • Consulting Overview
  • General Compliance Consulting
  • On-site Compliance Reviews
  • Outsourced Partnerships
  • Registration Services
  • Regulation Best Interest (Reg BI) Services

Education

  • Education Overview
  • Blaze Xpress Self Service Education
  • Conferences
  • Continuing Education
  • Investment Adviser Certified Compliance Professional
  • Securities Licensing
  • Securities Industry Essentials (SIE)

Insights

  • NRS E-newsletter
  • NRS Insights Blog
  • Resources

About

  • About Overview
  • Our History
  • Contact Us
  • NRS Compliance Technology Support
  • Press Room
NRS on LinkedIn NRS on Twitter
  • What We Do
    • What We Do Overview
    • For Broker-Dealers
    • For Hedge Fund Managers
    • For Investment Advisers
    • For Investment Companies
  • Technology
    • Technology Overview
    • ComplianceGuardian™
    • Blue Sky Solution
    • ComplianceMAX™
  • Consulting
    • Consulting Overview
    • General Compliance Consulting
    • On-site Compliance Reviews
    • Outsourced Partnerships
    • Registration Services
    • Regulation Best Interest (Reg BI) Services
  • Education
    • Education Overview
    • Blaze Xpress Self Service Education
    • Conferences
    • Continuing Education
    • Investment Adviser Certified Compliance Professional
    • Securities Licensing
    • Securities Industry Essentials (SIE)
  • Insights
    • NRS E-newsletter
    • NRS Insights Blog
    • Resources
  • About
    • About Overview
    • Our History
    • Contact Us
    • NRS Compliance Technology Support
    • Press Room
  • Login
    • Blue Sky Solution System
    • IACCP Resource Center
    • ComplianceGuardian
    • ComplianceMax
    • Desktop On Demand
    • FIRE Solutions
    • PowerComply
  • Site Map
  • Terms and Conditions
  • Privacy Policy
  • Cookie Policy
  • Disclaimer
  • Privacy Notice (California)

NRS – Integrated with

©2019 Reed Business Information

NRS on LinkedIn NRS on Twitter
Relx Group™