NRS Insights Blog
August 8 2016 - NRS Insights
401 (k) Plans
FIRE Solutions is pleased to announce the addition of 401 (k) Plans to our Firm Element Continuing Education course catalog.
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August 4 2016 - NRS Insights
Post-Series 7 Students: Take Your Career to the Next Level!
Now that you have completed your Series 7 exam, consider taking one of our principal training courses while you are still in “study mode.” Studying for the series 7 has equipped you with successful techniques which will be useful throughout your career.
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July 29 2016 - NRS Insights
Big Changes for Reps Who Work with Retirement Plans
Retirement planning is one of the most important and complex financial tasks clients will undertake in their lives. Registered representatives who are educated about all the various retirement options can provide significant assistance to clients. However, reps who work with these investments may now be deemed fiduciaries under new, complex Department of Labor and ERISA rules.
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July 20 2016 - NRS Insights
Series 7 Exam Prep Tutorial – FINRA Rules & Regulations
FINRA Rules & Regulations is another video from our Series 7 Exam Prep tutorials, posted to our YouTube channel.
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July 19 2016 - NRS Insights
Series 7 Exam Prep Tutorial – Municipal Bonds
We’re adding tutorial videos to our YouTube channel from our Series 7 Exam Prep.
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July 14 2016 - NRS Insights
Series 7 Exam Prep Tutorial – Options
Check out a tutorial from FIRE’s famous Options module for the Series 7 study guide by expert instructor Carol Weber. Our Series 7 Exam Prep program makes the most difficult concepts easy in helping you pass!
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June 29 2016 - NRS Insights
Avoid Failure to Supervise Claims
Some of the best practices employed by compliance professionals who avoid failure to supervise allegations, is to consistently document their supervisory efforts. These professionals will have a system of documenting, (and retrieving), meeting notes, conversations, red flags, investigations, and follow-up activities. All in an effort to provide verification of how they satisfied the supervisory requirements delegated to them.
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June 16 2016 - NRS Insights
Supervision and Surveillance
FIRE Solutions is pleased to announce the addition of Supervision and Surveillance to our Firm Element Continuing Education course catalog.
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June 2 2016 - NRS Insights
Testing Centers: The Mysteries Unveiled
Taking a licensing exam is a nerve-wracking experience. You’ve spent weeks learning new concepts and terms, taken countless practice quizzes and exams, and chances are that your career is dependent on passing the exam. Even after all your preparation, there’s one more unknown that comes into play: The Testing Center.
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June 1 2016 - NRS Insights
Cybersecurity for Representatives and Clients
FIRE Solutions is pleased to announce the addition of Cybersecurity for Representatives and Clients to our Firm Element Continuing Education course catalog.
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