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June 13 2019 - NRS Insights

Using Flashcards to Prepare for Your Licensing Exam

Flashcards have been around a while — they were “invented” in the early 19th century and are still effective learning tools 200 years later, in our digital age!
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May 14 2019 - NRS Insights

It’s Never Been Easier to Get Started in the Securities Industry.

Have you dreamed of a lucrative career on Wall Street, but thought that the barriers to entry were too high? As of October 1, 2018, that bar was
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Blog SIE
February 1 2019 - NRS Insights

Demystifying the New SIE Exam

Since FINRA’s Securities Industry Essentials (SIE) Exam was introduced last year, FINRA has held its cards close to its chest, electing to hold on to a lot of the data pointing to enrollment numbers and/or passing ratios.
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February 13 2018 - NRS Insights

FINRA Releases Specialized Knowledge Exam Outlines

February 12, 2018 – FINRA released its revised representative level qualification exam outlines, which have been referred to as Specialized Knowledge Exams (SKEs) or Top-Off Exams under FINRA’s new testing procedures.
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November 17 2017 - NRS Insights

Heads Up: Year-End Is The End for FINRA Testing at Pearson VUE

Beginning January 1, 2018, Prometric will be the exclusive test facility for FINRA and FINRA client exams. In other words, December 31, 2017 will be the last day candidates may test at Pearson VUE facilities.
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September 4 2017 - NRS Insights

The Complete Guide to Passing Your Series 7 Exam

Thinking of starting a career in financial planning? The Series 7 exam is the first step to your career success, whether you’re fresh out of college or making a change.
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August 25 2017 - NRS Insights

The Bank Secrecy Act, Anti-Money Laundering and your FINRA Exam

Today’s geopolitical climate has caused more focus on money laundering activity related to illegal drug trafficking and terrorist financing. Consequently, regulators place higher priority on enforcing the Bank Secrecy Act (BSA), which mandates financial industry standards to detect and prevent money laundering.
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July 11 2017 - NRS Insights

To Thine Own Self Be True — Know Your Testing Environment

A successful approach to preparing for your FINRA exam is often a two-pronged strategy. You certainly need to study and know the content being tested (our study programs see to that!). Oftentimes, however, that is not enough; you also need to beat the test.
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Post-Series 7 Students
August 4 2016 - NRS Insights

Post-Series 7 Students: Take Your Career to the Next Level!

Now that you have completed your Series 7 exam, consider taking one of our principal training courses while you are still in “study mode.” Studying for the series 7 has equipped you with successful techniques which will be useful throughout your career.
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July 20 2016 - NRS Insights

Series 7 Exam Prep Tutorial – FINRA Rules & Regulations

FINRA Rules & Regulations is another video from our Series 7 Exam Prep tutorials, posted to our YouTube channel.
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