This course will examine Form ADV Parts 2 & 3 and the form’s 19 specific disclosure topics, including advisory business, fees and compensation, and more.

This course identifies internal controls and compliance testing and documentation procedures within the structure of a practical compliance program.

The IACCP exam study session will test your knowledge and allow you to become familiar with the types of questions you will encounter when taking the exam.

A panel of compliance professionals from firms of many sizes will cover current risk issues of concern to many compliance professionals.