NRS Spring 2022 Compliance Conference
Facing the Future, Embracing the Fundamentals
May 16 – 19, 2022
$1495
Join NRS at the Spring 2022 Compliance Conference where industry experts will address ways to navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.
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Virtual: Investment Adviser Core Compliance Program Symposium
June 14 – 17, 2022
Attend our virtual Investment Adviser Core Compliance Program Symposium, complete the coursework in 4 days and receive your IA Core Compliance Program Certificate of Achievement.
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Investment Adviser Certified Compliance Professional Program Symposium
July 19 – 22, 2022
Attend our Investment Adviser Certified Compliance Professional Program Symposium, and be half way to completing your IACCP® coursework.
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Investment Adviser Core Compliance Program Symposium
August 15 – 18, 2022
Attend our Investment Adviser Core Compliance Program Symposium, complete the coursework in 4 days and receive your IA Core Compliance Program Certificate of Achievement.
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Events Search and Views Navigation
March 2022
March 8, 2022 - Event
Investment Adviser Performance and Advertising
This session will help advisers avoid pitfalls and understand the advertising rule requirements and the many SEC no-action letters.
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March 10, 2022 - Event
Transitioning to the New Advertising Rule
This session will review the revolutionary changes and identify and discuss possible approaches firms may take to address them in their policies and procedures.
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May 2022
May 10, 2022 - Event
IACCP Exam Study Session (optional)
The IACCP exam study session will test your knowledge and allow you to become familiar with the types of questions you will encounter when taking the exam.
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August 2022
August 25, 2022 - Event
IACCP Exam Study Session (optional)
The IACCP exam study session will test your knowledge and allow you to become familiar with the types of questions you will encounter when taking the exam.
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September 2022
September 27, 2022 - Event
Investment Adviser Performance and Advertising
This session will help advisers avoid pitfalls and understand the advertising rule requirements and the many SEC no-action letters.
Find out more
December 2022
December 6, 2022 - Event
Form ADV Part 2 and 3: Identifying and Disclosing Conflicts
This course will examine Form ADV Parts 2 & 3 and the form’s 19 specific disclosure topics, including advisory business, fees and compensation, and more.
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December 13, 2022 - Event
IACCP Exam Study Session (optional)
The IACCP exam study session will test your knowledge and allow you to become familiar with the types of questions you will encounter when taking the exam.
Find out more