Scottsdale Investment Adviser Compliance Symposium
June 4 – 6, 2019
NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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Chicago Investment Adviser Compliance Symposium
July 16 – 18, 2019
NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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Boston Investment Adviser Compliance Symposium
August 6 – 8, 2019
NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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NRS Fall 2019 Compliance Conference
October 15 – 18, 2019
Come to Huntington Beach, known as “Surf City USA” for compliance education and peer interaction. Join NRS at our Fall 2019 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs. attendee comments I depend upon my partners in compliance, NRS, to keep me informed + updated on rule changes from myriad regulatory entities. Their Spring and Fall compliance conferences are instrumental…
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May 2019
May 30, 2019 - Event
IACCP Exam Study Session (optional)
Course Description: Practice and preparation are two ways to help you improve your IACCP test results. This IACCP examination study session will help accomplish both for you. The instructor-led session will test your knowledge and allow you to become familiar with the types of questions you will encounter when taking the actual exam. Refresh your memory and increase your knowledge and application of securities regulations and best practice. We recommend participating in this training exercise with other candidates to practice…
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June 2019
June 25, 2019 - Event
IACCP Exam Study Session (optional)
Course Description: Practice and preparation are two ways to help you improve your IACCP test results. This IACCP examination study session will help accomplish both for you. The instructor-led session will test your knowledge and allow you to become familiar with the types of questions you will encounter when taking the actual exam. Refresh your memory and increase your knowledge and application of securities regulations and best practice. We recommend participating in this training exercise with other candidates to practice…
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November 2019
November 26, 2019 - Event
IACCP Exam Study Session (optional)
Course Description: Practice and preparation are two ways to help you improve your IACCP test results. This IACCP examination study session will help accomplish both for you. The instructor-led session will test your knowledge and allow you to become familiar with the types of questions you will encounter when taking the actual exam. Refresh your memory and increase your knowledge and application of securities regulations and best practice. We recommend participating in this training exercise with other candidates to practice…
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