West Coast Investment Adviser Core Compliance Program Symposium
June 2 – 4, 2020
NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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Central Investment Adviser Certified Compliance Professional Program Symposium
July 14 – 16, 2020
Gain a foundation in IA Compliance and complete requirements for your IACCP® Designation
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East Coast Investment Adviser Core Compliance Program Symposium
August 4 – 6, 2020
NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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NRS Fall 2020 Compliance Conference
October 26 – 29, 2020
$1,495
Join NRS at our Fall 2020 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs. attendee comments Recent Trends in Investment Adviser Enforcement Proceedings Session was bright and knowledgeable, with poised, vibrant and excellent speakers. The group’s discussion went very well. – NRS Spring 2019 Conference Attendee SEC Examinations for IA’s This session contained incredibly useful information, good experiences, great energy…
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NRS Spring 2021 Compliance Conference
May 17 – 20, 2021
$1495
Join NRS at our Spring 2020 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.
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