The IACCP exam study session will test your knowledge and allow you to become familiar with the types of questions you will encounter when taking the exam.

Attend our virtual Investment Adviser Core Compliance Program Symposium, complete the coursework in 4 days and receive your IA Core Compliance Program Certificate of Achievement.

Attend our Investment Adviser Certified Compliance Professional Program Symposium, and be half way to completing your IACCP® coursework.

Attend our virtual Investment Adviser Core Compliance Program Symposium, complete the coursework in 4 days and receive your IA Core Compliance Program Certificate of Achievement.

The IACCP exam study session will test your knowledge and allow you to become familiar with the types of questions you will encounter when taking the exam.

This course identifies internal controls and compliance testing and documentation procedures within the structure of a practical compliance program.

This course provides insight on the meaning of best execution, and focuses on how policies and procedures helps an adviser fulfill its obligations.

This session will provide guidance on SEC examiners will expect to see and best practices for addressing trade errors consistent with fiduciary standards.

This course surveys AML, ERISA compliance for advisers and ’34 Act Section 13 reporting requirements for advisers – mandates that firm needs to implement.

This course is designed to help you understand what regulators expect firms to do and provide tools to design and implement information security programs.