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IAA Annual Investment Adviser Compliance Conference
Visit NRS at booth 18 to learn more about…
- The Investment Adviser Certified Compliance Professional (IACCP®) designation and Investment Adviser Core Compliance Certificate Program (IA Core.) The IACCP™ designation program, cosponsored with the Investment Adviser Association (IAA), acknowledges the heightened role of compliance and responds to the growing industry demand for advanced compliance education and nationally recognized professional standards.
The program focuses on the knowledge that a CCO or compliance professional needs to effectively fulfill their responsibilities and functions as required by regulators. Our industry recognized program offers the toolset that every compliance professional can benefit, whether you are a compliance veteran, or new to compliance and building your foundation.
- NRS technology and consulting focused on helping you with your Regulation Best Interest (Reg BI) and Form CRS requirements which will go into effect on June 30, 2020.
While the SEC believes the deadline to be sufficient time to come into compliance, the SEC also has outlined that the new rules will require fundamental changes to compliance operations such as mandatory disclosures and compliance systems. Firms will need to move quickly to begin implementation so that any constraints and liabilities can be dealt with well in advance of the deadline. NRS is uniquely positioned to assist you and with this directive.
Learn more about the conference by visiting here.
The IAA Annual Investment Adviser Compliance Conference will be held at
JW Marriott Washington DC
1331 Pennsylvania Avenue, NW
Washington DC 20004