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Complimentary Webinar: Stay ahead of critical compliance requirements in 2021
With 2020 in the rear-view mirror, 2021 promises to provide a continuous stream of compliance challenges for your firm. Already, we are seeing Risk Alerts pertaining to foreign investments, changes to critical operational regulations, and an increase in examinations.
This 30 minute complimentary webinar will give you guidance on where to focus your compliance program in 2021. Our compliance experts will provide you with a high level overview on what to expect including:
- What to potentially expect from the change in administration
- Priorities for 2021 as summarized by the SEC and FINRA
- Risk Alerts to address immediately from the past year
*This webinar does not count towards continuing education credits for the IACCP® program.