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Complimentary Webinar: COVID-19 Compliance Review
How adequate is your pandemic response?
The pandemic resulting from the novel coronavirus is redefining how investment advisers ensure compliance confidence. From stay-at-home orders to rapidly evolving health guidelines, compliance professionals are presented with a unique set of compliance challenges.
This complimentary 30 minute webinar will outline the most common pitfalls related to the ongoing pandemic, and provide you with guidance for assessing your firms’ responses, along with the resiliency of your compliance program.
Attendees will gain insight into:
- The challenges associated with running your compliance program in the midst of the patchwork of government rules and regulations,
- How the ‘new normal’ will influence your policies and procedures moving forward and,
- Guidance on how you can position your compliance program to keep your firm protected.
*This webinar does not count towards continuing education credits for the IACCP® program.