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2021 Virtual Investment Adviser Compliance Conference
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For over 30 years, NRS has maintained leadership in providing compliance and registration services to financial service firms. We utilize three synergistic product lines in technology, education and consulting to create customized compliance solutions.
Across the industry, NRS Compliance Technology stands out with exceptional, modular and scalable features to help clients master compliance with greater confidence, even as rules and regulations change.
The NRS ComplianceGuardian™ solution combines best-in-class compliance software, latest expert content, education and consulting to help clients maintain a robust, streamlined and cost-effective compliance program. Our Annual Review Tool (ART) gives clients flexibility to streamline the annual review process with assignments, documentation, findings and reporting.
Our presence at the 2021 Virtual Investment Adviser Compliance Conference is just one of many ways we are looking to highlight the NRS ComplianceGuardian™ solution to help you address unique compliance challenges. We provide comprehensive compliance solutions to SEC, FINRA and state regulated firms.
Sign up for our complimentary demo during the conference to better understand how NRS ComplianceGuardian™ solution can meet your needs or stop by our booth to learn about our technology, and IACCP Designation and IA Core Certificate Programs co-sponsored with the Investment Adviser Association
Interested in a complimentary demo but not attending the conference? Not a problem! You can still sign up.
Sign up for the NRS ComplianceGuardian™ complimentary demo during the virtual Investment Adviser Compliance Conference, March 3-5. This session will give insight into the various ways our technology solution can meet your needs.
Scalable compliance for small to large programs with ComplianceGuardian™
March 4, 2021 [ 1:05 – 1:25 PM ET]
Sign up for the NRS ComplianceGuardian™ demo to find out how our solution combines best-in-class compliance software, latest expert content, education and consulting to help clients maintain a robust, streamlined and cost-effective compliance program.
We will touch on the Annual Review Tool (ART); a very important feature that gives clients flexibility to streamline the annual review process with assignments, documentation, findings and reporting.
Interested in the complimentary demo but not attending the conference? Not a problem. You can still sign up!
Review the following brochures for general information about NRS Products and Services:
Stop by our virtual booth to discuss your unique compliance challenges with NRS representatives:
Our booth representatives
Jessica Laine
Director, Sales – NRS
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Neil Kennedy
Senior Business Development Manager – NRS
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Come hear NRS guide you on the topic of Ethics for Advisers on Wednesday, March 3, 11:00 am – 12:00pm
Our Speaker
Kurt Wachholz
Director, Education – NRS
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More on the session and agenda
This session is approved for one hour of IACCP® continuing education ethics credit. Learn more about the progam here.