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2021 Virtual Investment Adviser Compliance Conference

March 3 – 5, 2021
10:00 AM - 5:00 PM EST
Join complimentary demo

For over 30 years, NRS has maintained leadership in providing compliance and registration services to financial service firms. We utilize three synergistic product lines in technology, education and consulting to create customized compliance solutions.

Across the industry, NRS Compliance Technology stands out with exceptional, modular and scalable features to help clients master compliance with greater confidence, even as rules and regulations change.

The NRS ComplianceGuardian™ solution combines best-in-class compliance software, latest expert content, education and consulting to help clients maintain a robust, streamlined and cost-effective compliance program. Our Annual Review Tool (ART) gives clients flexibility to streamline the annual review process with assignments, documentation, findings and reporting.

Our presence at the 2021 Virtual Investment Adviser Compliance Conference is just one of many ways we are looking to highlight the NRS ComplianceGuardian™ solution to help you address unique compliance challenges. We provide comprehensive compliance solutions to SEC, FINRA and state regulated firms.

Sign up for our complimentary demo during the conference to better understand how NRS ComplianceGuardian™ solution can meet your needs or stop by our booth to learn about our technology, and IACCP Designation and IA Core Certificate Programs co-sponsored with the Investment Adviser Association

Interested in a complimentary demo but not attending the conference? Not a problem! You can still sign up.

Sign up for the NRS ComplianceGuardian™ complimentary demo during the virtual Investment Adviser Compliance Conference, March 3-5. This session will give insight into the various ways our technology solution can meet your needs.

Scalable compliance for small to large programs with ComplianceGuardian

March 4, 2021   [ 1:05 – 1:25 PM ET]

Sign up for the NRS ComplianceGuardian™ demo to find out how our solution combines best-in-class compliance software, latest expert content, education and consulting to help clients maintain a robust, streamlined and cost-effective compliance program.

We will touch on the Annual Review Tool (ART); a very important feature that gives clients flexibility to streamline the annual review process with assignments, documentation, findings and reporting.

Sign up to learn more

Interested in the complimentary demo but not attending the conference? Not a problem. You can still sign up!

Stop by our virtual booth to discuss your unique compliance challenges with NRS representatives:

Our booth representatives

Jessica Laine
Director, SalesNRS
LinkedIn profile

 

 

Neil Kennedy
Senior Business Development ManagerNRS
LinkedIn profile

 

 


Come hear NRS guide you on the topic of Ethics for Advisers on Wednesday, March 3, 11:00 am – 12:00pm

Our Speaker

Kurt WachholzKurt Wachholz
Director, EducationNRS
LinkedIn profile
More on the session and agenda

 

 

This session is approved for one hour of IACCP® continuing education ethics credit. Learn more about the progam here.