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2021 Virtual ICI Mutual Funds and Investment Management Conference

March 15 – 19, 2021
11:00 AM - 4:30 PM EDT
Join complimentary demo

For over 30 years, NRS has maintained leadership in providing compliance and registration services to financial service firms. We utilize three synergistic product lines in technology, education and consulting to create customized compliance solutions.

Across the industry, two of our compliance technology solutions stand out with exceptional, modular and scalable features to help clients master compliance with greater confidence, even as rules and regulations change.

These solutions include:

NRS Blue Sky Solution™ – Technology that efficiently and accurately completes all required state-by-state filing responsibilities and supports sales data-feed integration from unlimited data providers.

  • Blue Sky Consulting Services – NRS Blue Sky experts provide end-to-end Rule 506 compliance consulting services through initial conversion and annual audits, investment monitoring and reporting, accounting and state filing fee payments, preparation of Form D and filing with SEC, initial state filings, amendment notice filings and much more. Learn more here.

NRS ComplianceGuardian™ – Combines best-in-class compliance software, latest expert content, education and consulting to help clients maintain a robust, streamlined and cost-effective compliance program. Our Annual Review Tool (ART) gives clients flexibility to streamline the annual review process with assignments, documentation, findings and reporting.

Our presence at the 2021 Virtual ICI Mutual Funds and Investment Management Conference is just one of many ways we are looking to highlight these compliance technology solutions to help you address unique compliance challenges. We provide comprehensive compliance solutions to SEC, FINRA and state regulated firms.

Sign up for our complimentary demos during the conference to better understand how NRS Technology solutions can meet your needs.

Interested in a complimentary demo but not attending the conference? Not a problem! You can still sign up.

Sign up for our ComplianceGuardian™ and Blue Sky Solution™ complimentary demos during the ICI Mutual Funds and Investment Management Conference between March 15-19. These sessions will give insight into the various ways NRS Technology solutions can meet your needs.

Scalable compliance for small to large programs with ComplianceGuardian

March 15, 2021   [3:30 – 3:45 PM ET]

Sign up for the NRS ComplianceGuardian™ demo to find out how our solution combines best-in-class compliance software, latest expert content, education and consulting to help clients maintain a robust, streamlined and cost-effective compliance program.

We will touch on the Annual Review Tool (ART); a very important feature that gives clients flexibility to streamline the annual review process with assignments, documentation, findings and reporting.

Sign up to learn more

Blue Sky Solution™ for transaction-intensive environments

March 17, 2021   [3:50 – 4:05 PM ET]

Sign up for the NRS Blue Sky Solution™ demo for an overview on how this software efficiently and accurately completes all required state-by-state filing responsibilities and supports sales data-feed integration from unlimited data providers.

NRS Blue Sky experts also provide end-to-end Rule 506 compliance consulting services through initial conversion and annual audits, investment monitoring and reporting, accounting and state filing fee payments, preparation of Form D and filing with SEC, initial state filings, amendment notice filings and much more. Learn more here.

Sign up to learn more

Interested in a complimentary demo but not attending the conference? Not a problem. You can still sign up!

Stop by our virtual booth to discuss your unique compliance challenges with NRS representatives:

Helene Heman
Director, SalesNRS
LinkedIn profile

 

 


Don’t miss our sponsored session, A View from Washington: The First 100 Days of the Biden Administration and New Congress on Friday, March 19, 2:40 pm – 3:30 pm.

Introduced by

Virginia J. ChapmanVirginia J. Chapman
Vice President, Blue Sky ServicesNRS
LinkedIn profile
More on the session and agenda