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2021 Virtual ICI General Membership Meeting (GMM)

May 6 – 20, 2021
Join complimentary demo

For over 30 years, NRS has maintained leadership in providing compliance and registration services to financial service firms. We utilize three synergistic product lines in technology, education and consulting to create customized compliance solutions.

Across the industry, two of our compliance technology solutions stand out with exceptional, modular and scalable features to help clients master compliance with greater confidence, even as rules and regulations change.

These solutions include:

NRS Blue Sky Solution™ – Technology that efficiently and accurately completes all required state-by-state filing responsibilities and supports sales data-feed integration from unlimited data providers.

Blue Sky Consulting Services – NRS Compliance Consultants – our team of paralegals and seasoned industry experts – provide end-to-end compliance consulting services for registered investment companies. These services include a turn-key, full-service outsourcing solution to ensure your business team is free to focus on your core competencies while our team handles the complexities of compliance with state securities regulations. Click here to find out more.

Our Blue Sky experts take a deeper dive into Rule 506 compliance consulting services through initial conversion and annual audits, investment monitoring and reporting, accounting and state filing fee payments, preparation of Form D and filing with SEC, initial state filings, amendment notice filings and much more. Learn more here.

NRS ComplianceGuardian™ – Combines best-in-class compliance software, latest expert content, education and consulting to help clients maintain a robust, streamlined and cost-effective compliance program. Our Annual Review Tool (ART) gives clients flexibility to streamline the annual review process with assignments, documentation, findings and reporting.

Our presence at the 2021 Virtual ICI General Membership Meeting (GMM) is just one of many ways we are looking to highlight these compliance technology solutions to help you address unique compliance challenges. We provide comprehensive compliance solutions to SEC, FINRA and state regulated firms.

Sign up for our complimentary demos to better understand how NRS Technology solutions can meet your needs.

Interested in our complimentary demos but not attending the conference? Not a problem! You can still sign up.

Sign up for our Blue Sky Solution™ and ComplianceGuardian™ complimentary demos during the ICI General Membership Meeting (GMM) on May 13. These sessions will give insight into the various ways NRS Technology solutions can meet your needs.

Blue Sky Solution™ for transaction-intensive environments

May 13, 2021   [11:30 AM – 12:00 PM ET]

Sign up for the NRS Blue Sky Solution™ demo for an overview on how this software efficiently and accurately completes all required state-by-state filing responsibilities and supports sales data-feed integration from unlimited data providers.

Blue Sky Consulting Services – NRS Compliance Consultants – our team of paralegals and seasoned industry experts – provide end-to-end compliance consulting services for registered investment companies. These services include a turn-key, full-service outsourcing solution to ensure your business team is free to focus on your core competencies while our team handles the complexities of compliance with state securities regulations. Click here to find out more.

Our Blue Sky experts take a deeper dive into Rule 506 compliance consulting services through initial conversion and annual audits, investment monitoring and reporting, accounting and state filing fee payments, preparation of Form D and filing with SEC, initial state filings, amendment notice filings and much more. Learn more here.

Sign up to learn more

Scalable compliance for small to large programs with ComplianceGuardian

May 13, 2021   [2:20 PM – 2:45 PM ET]

NRS understands the burden of keeping up to date with regulatory changes while focusing on your bottom line. To address ongoing compliance challenges, NRS ComplianceGuardian™ does the heavy lifting to assist in building and maintaining a strong compliance program.

Sign up for our demo to find out how our solution combines best-in-class compliance software, latest expert content, education and consulting to help clients maintain compliance fitness in the midst of uncertainty.

Sign up to learn more

Interested in our complimentary demos but not attending the conference? Not a problem. You can still sign up!

Stop by our virtual booth to discuss your unique compliance challenges with NRS representatives:

Our booth representatives

Virginia J. ChapmanVirginia J. Chapman
Vice President, Blue Sky ServicesNRS
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Helene Heman
Director, SalesNRS
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Don’t miss our sponsored session, How Do I Know I Have Done Enough on Thursday, May 6, 2:30 pm – 2:50 pm.

Presented by

Kevin Turton
Consultant, NRS
More on the session and agenda