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2020 NSCP National Conference Exhibitor
As 2020 draws to a close, many Investment Adviser and Broker Dealer firms are reflecting on the current regulatory landscape and the impact of COVID-19 on their compliance operations. Thankfully, clients can rely on NRS Technology, Consulting and Education services to enact long and short term business continuity plans as they make adjustments to 2021 initiatives.
So, here’s the good news – you don’t have to face your compliance challenges alone!
Our presence at the 2020 NSCP National Conference is just one of many ways we are looking to extend compliance partnership to meet your needs. We provide comprehensive compliance solutions to SEC, FINRA and state regulated firms.
Sign up for a 30 minute complimentary demo during the conference to better understand how NRS Technology, Consulting and Education solutions can meet your needs.
Interested in a complimentary demo but not attending the conference? Not a problem! You can still sign up.
Sign up for one or more complimentary demos on select NRS products and services during the NSCP Conference on October 19-21. These sessions will address compliance challenges in 2020, going into 2021 and provide solutions to your unique compliance needs.
October 19, 2020 – 3:15 PM ET
Take a moment from your busy day to stop by our virtual booth and say hi, learn more about NRS, and talk about the sessions for the day. Our sales team will be ready to answer your questions through our video chat.
October 20, 2020 – 11:15 AM ET
Make sure you meet your Annual Compliance Meeting needs. Sign up to learn more about NRS FIRE’s on-demand Annual Compliance Meeting solution; providing firms with a scalable solution to meet your annual compliance needs.
October 20, 2020 – 1:00 PM ET
Satisfy your FINRA and potential upcoming SEC compliance requirements while ensuring that your firm moves forward. Sign up for our demo of the NRS Ad Review platform, which allows you to satisfy your compliance obligations, while reducing risk to your firm’s reputation and increasing approval-volume throughput.
October 21, 2020 – 11:15 AM ET
Sign up for our demo of NRS ComplianceGuardian™ and learn how our solution combines best-in-class compliance software, latest expert content, education and consulting to efficiently keep your firm in compliance today and as regulations change.
Interested in a complimentary demo but not attending the conference? Not a problem. You can still sign up!
Review the following brochures for general information about NRS Products and Services: