Series 6


Series 6 – Investment Company and Variable Contracts Products Representative

The Series 6 representative-level FINRA exam qualifies an individual to sell investment companies, including mutual funds; and variable contracts, including variable annuities and variable life insurance.

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Only the Best Exam Prep

Everything you need, nothing you don’t

Why NRS FIRE?

NRS Securities Exam Prep course includes “Everything you Need, Nothing you Don’t.” Why study concepts that aren’t tested? Our package is the best value in the industry and includes everything you need to pass your exam quickly. Simple and uncomplicated, with no confusing array of add-ons.

NRS FIRE Exam Prep is:

  • Convenient – With our course, you can study anywhere, anytime on your desktop, tablet or phone.
  • Comprehensive – Learning tools include online and printable lessons with executive summaries; live online and OnDemand lectures; test-taking tips; quizzes, midterms and final exams that simulate the actual test; and direct access to expert instructors.
  • Personalized – Study at your own pace or leverage one of our time-based syllabi. Our system creates a personalized plan that targets weaknesses and optimizes study time. A custom testing tool allows you to create unlimited exams to close any knowledge gaps.
  • Effective – Our highly predictive Green Light system analyzes your performance, indicating your preparedness for your exam.

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Series 6 Exam Details

Exam Format: 50 multiple-choice questions
Exam Duration: 1 hour, 30 minutes (90 minutes)
Passing Score: 70%

Corequisite: SIE Exam
Broker-dealer Sponsorship: required

Series 6 Exam Outline

FUNCTION DESCRIPTION Percentage of Exam No. Questions
Function 1: Seeks Business for the Broker-Dealer from Customers and Potential Customers 24% 12
Function 2: Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives 16% 8
Function 3: Provides Customers with Information About Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records 50% 25
Function 4: Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes and Confirms Transactions 10% 5
TOTAL 100% 50

Series 6 Study Materials

Modules: 14 chapters delivered in mobile-friendly, online and printable .pdf formats
Module Quizzes: 17 20-question, module quizzes to gauge initial comprehension
Live Tutorials: Live, instructor led tutorials offered on a rotating calendar basis
OnDemand Tutorials: 14 mobile friendly OnDemand, recorded tutorials available 24/7
Bonus Tutorials:

  • Introduction to the Series 6
  • Test taking tips to help you beat the test

Final Exams: Five 50-question, weighted finals that simulate the Series 6 exam
Green Light Status Indicator: Know with confidence your level of preparedness
Remediation:

  • Suggested Study Plan: System-generated study plan based on incorrect answers on initial assessments. Includes a custom suggested study plan assessment containing actual missed questions from final exams.
  • Custom Assessments: Create unlimited, 20 or 50-question, custom exams from any number of modules. Feature unlocks when final exams are completed.

Instructor Access: Unlimited email/phone access to our expert NRS Exam Prep instructors
FIRE Drill App: Access to additional practice questions in our free Series 6 FIRE Drill App

Price: $129

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No Pass/No Pay

Candidates who correctly complete our program and achieve our designated “Green Light” average score on their practice final exams go on to pass their actual FINRA/NASAA exams. We are so confident that we offer candidates a “NO-PASS, NO-PAY” guarantee. We will refund full tuition to any “Green Light” student who does not pass their actual FINRA/NASAA exam.*

*The NRS Exclusive NO-PASS, NO-PAY Guarantee: To qualify for a refund, you must complete all course materials: Read all modules, attend all tutorials, take all quizzes and tests, and achieve an average score on your first attempt final exams of 3% over the passing score requirement for your FINRA/NASSA exam. Refund applies to online course fees only.

Test Center

Prometric is the sole vendor delivering all FINRA-administered exams. Prometric facilities are located in most cities. To schedule an exam, contact Prometric at

If your local test center does not have favorable availability, consider testing in a neighboring city. Ask about parking when you schedule your exam.
Candidates must present valid, current, government issued photo identification. This includes

  • Passport
  • Driver’s License
  • Military ID

Student IDs are NOT accepted by Prometric.

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Request a Demo Today

Request a demo today