Series 7 Exam Prep

The Series 7 exam is intended for general securities registered representatives; covering stocks, corporate bonds and CMOs, government securities, options, mutual funds, variable annuities, and limited partnerships.

Through two sessions lasting an hour each, a student who is sponsored by a broker/dealer to sit for the exam must answer 250 questions, and pass with a grade of 72% or above. Questions on the exam are broad; covering different investment products and strategies and the rules and regulations of the industry.

Specific categories covered on the Series 7 exam include:

  • Business solicitation for broker / dealers; covering customers and potential customers
  • Evaluation of customers other security holdings, financial situations and needs, financial status, tax status, and investment objectives
  • Procedures for opening accounts, transferring assets and maintenance of appropriate account records
  • Proper dissemination of information on investments, along with procedures for making recommendations
  • Proper methods for obtaining, verification and follow-up as it relates to customers’ purchases and sales instructions, enters orders, and follows up.

Pass confidently with NRS FIRE

Backed by NRS FIRE’s “Green Light” plan, which boasts a 90% success rate, our Series 7 Exam prep provides you with the knowledge and expertise you need to pass the Series 7 Exam. Topics covered include but are not limited to:

  • Equities
  • Corporate Debt, Government and Municipal Securities
  • Economics & the Markets
  • Underwriting
  • Investment Companies
  • Retirement Plans
  • Options and Margins
  • Customer Accounts
  • OTC
  • New York Stock Exchange
  • FINRA Rules
  • Federal & State Regulations
  • Direct Participation Programs
  • Taxation
  • Financial Statements, Exhibits, and Charts


Series 7 Exam Preparation training can help you get your career started.

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FIRE's Series 7 Exam Prep Features

Lead | Learn
  • Online self-study modules
  • Live and recorded web tutorial sessions
  • Online quizzes and Final exams. Your average score on our final exams is typically within 3 points of your actual score
  • FIRE’s Green Light plan ensuring you stay on track (90%+ pass rate)
  • FIRE Drill Quiz Apps available for free download (iOS & Android) at
  • Free on-demand printing of online materials
  • Unlimited toll-free telephone and email access to our expert trainers
  • 6 week and 12 week syllabi

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