The Investment Adviser Core Compliance program provides essential training on the Investment Advisers Act of 1940 and is a stepping stone to the IACCP® Program and designation. It provides the foundation professional competence necessary that helps ensure both routine and newly required compliance procedures are consistently met.
Participants complete courses online and/or attend in-person events and will gain
- A foundational level of professional competence necessary to help ensure both routine and newly required procedures are consistently met
- Knowledge to transform rules and regulations into meaningful compliance policies and procedures
- Skills and abilities necessary to build strong compliance programs and minimize risk
In addition, attorneys, accountants/CPAs, certified financial planners and compliance professionals can earn continuing education credits.