NRS Compliance Conferences and Symposia

Mark your calendars.

NRS conferences and symposia are the leading education events in the compliance industry, providing compliance professionals with the critical regulatory knowledge necessary to meet today's toughest compliance challenges.

NRS is recognized as a continuing education approved provider by:

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Certified Financial Planner (CFP®) Board of Standards – Sponsor ID #922 and Continuing Education Quality Partner

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State Bar of California Minimum Continuing Legal Education (CLE) – Provider #2569

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National Association of State Boards of Accountancy (NASBA) Continuing Professional Education (CPE) Sponsor (CPAs / Accountants) – Sponsor # 103452

ComplyConnect Conference & Expo

Learn about the SEC's proposed cybersecurity rules at the ComplyConnect Conference & Expo

Investment Adviser Compliance Symposia

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Check out our upcoming conferences and symposium

Virtual Investment Adviser Certified Compliance Professional (IACCP) Program Symposium

May. 16, 2023 at 9:45am Eastern

In-Person Investment Adviser Core Compliance Program Symposium

Jul. 11, 2023 at 12:30pm Central

In-Person Investment Adviser Certified Compliance Professional® (IACCP®) Program Symposium

Jul. 11, 2023 at 12:30pm Central

Choose NRS and let our experts become your experts

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We understand your challenges.

With a team of former compliance professionals and regulators, we know what it takes to build a culture of compliance.
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We have our finger on the pulse.

We provide continuous insight and applicable best practice solutions to tackle timely regulatory issues with dozens of live and on-demand events throughout the year.
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We are your partner.

For more than 30 years we have been the nation’s leader in compliance and registration products and services for financial services firms, helping guide our clients’ compliance strategy, minimize risk and lower costs.

Frequently Asked Questions

Do all NRS continuing education offerings count toward the IACCP program?
What are the benefits of having the IACCP designation?
What is the IACCP program?
What is the Investment Adviser Core Compliance (IA Core) program?

Register today