State to SEC transition

Foster Compliance Confidence

Considerable work is required to make the transition from State registration to SEC. SEC rule 203A-1(b)(2) provides an outline of what makes a firm eligible for SEC registration, and there are many challenges associated with navigating the nuances of what needs to be done to achieve the transition while staying in compliance.

NRS Consulting can help you make the transition seamless. Our services and solutions bring together the right mix of consulting, technology and education to ensure that your firm makes the transition while mastering compliance with greater confidence.

Fill out the form with you firm information and an NRS representative will contact you within 24 hours to answer your questions.

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