Investment Adviser Registration

Registering as an Investment Adviser with the SEC or state regulators is increasingly complex. Completing the required registration documents requires time and expertise — whether you are a sole proprietor opening your own firm or a billion dollar private fund that is no longer considered exempt.

There is no reason to do it alone. NRS compliance professionals guide investment advisers through registration as you take the steps required to establish your practice.

Rely on NRS for:

help with your registration

Investment Adviser Notes
Direct guidance and assistance in drafting your firm’s Form ADV documents, and SEC and state documents as required,

tried and tested technology

Investment Adviser Files
Development of the firm’s policies and procedures customized for your compliance program, and

a trusted partner

Investment Adviser Notebook
Access to NRS ComplianceGuardianTM, NRS’s trusted compliance platform that provides the documents and ongoing policy support required to design, implement and maintain your compliance program.

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