Complimentary Webinar: Things to consider prior to adopting the new Marketing Rule

September 15, 2021 – 1:00 PM – 1:45 PM EDT

With the SEC requiring wholesale adoption of all elements of the new Marketing Rule, advisers should consider the following areas in preparation for early or Compliance Date adoption:

  • Construction of marketed performance composites
  • Any marketing materials containing gross performance without net performance
  • Required disclosures for testimonials and endorsements
  • New disqualifying events for service promoters and accompanying changes to promoter contracts
  • Changes to advertising and marketing policies and procedures to address new rule requirements

Complete your registration and click here to learn more about how NRS Consultants can keep you in compliance.

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