NRS Compliance Confidence

Compliance Confidence.

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The Latest from NRS

June 28 2021 - Press release

Investment Adviser Industry Defies Pandemic and Grows for 9th Consecutive Year

Washington, DC/Lakeville, CT - Re-imagined Evolution Revolution Report Affirms Industry’s Resilience Defying the challenges posed by the pandemic, the investment adviser industry continued to experience record-breaking growth with close to 14,000 Security and Exchange Commission (SEC) Registered Investment Advisers (RIAs) managing $110 trillion in assets for 60.8 million clients. Those are among the topline findings of the Investment Adviser […]

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June 26 2021 - Resource

Investment Adviser Industry Snapshot 2021 – Evolution Revolution Reimagined

With the Investment Adviser Industry continuing to see record growth in 2019, the 2020 Evolution Revolution Report provides a preview for the future growth and recovery of an industry that is vital for investors, the economy and capital markets.

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June 25 2021 - Resource

Complimentary Webinar: Practical guidance on SEC focus areas and preparation pointers

Watch this complimentary webinar which provides an overview on SEC focus areas and preparation pointers to ensure your compliance operations stand up to continued SEC scrutiny.

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Technology Solutions

Product

Blue Sky Solution System

NRS’ Blue Sky Solution™ system efficiently and accurately completes all required state-by-state filing responsibilities and supports sales data-feed integration from unlimited data providers. With the NRS Blue Sky Solution™ System you will experience: Accuracy From Day One: Our solution arrives complete with all your fund information, state permit data, historical sales data, and state-by-state filing […]

Product

ComplianceGuardian™

If you’re regulated by the SEC and or FINRA, compliance keeps your doors open while the burden of being in compliance drags at the bottom line. ComplianceGuardian™ combines best-in-class compliance software, latest expert content, education and consulting to efficiently keep your firm in compliance today and as regulations change. The robust ComplianceGuardian™ software platform was […]

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