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November 18 2010 - Press release

Introducing the NRS ComplianceGuardian Form ADV Architect Module

- NRS, the national leader in compliance consulting, education and technology solutions, today released new module for its compliance technology product, NRS ComplianceGuardian(TM), which can assist with meeting the new requirements for Form ADV Part 2. Guardian’s new Form ADV Architect Module helps firms create, maintain and archive their “plain English” firm brochures and brochure supplements. […]
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June 3 2010 - Press release

Pershing’s Affiliate, iNautix, Expands Its Suite of Compliance Solutions for Introducing Broker-Dealers

- iNautix (USA) LLC, an affiliate of Pershing LLC and a unit of The Bank of New York Mellon Corporation (NYSE: BK), announced today that it has expanded its suite of compliance solutions for their introducing broker-dealer customers.  These new capabilities are designed to help broker-dealers create and maintain policies and procedures, comply with anti-money laundering […]
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May 25 2010 - Press release

NRS Introduces an Exclusive and Unrivaled Compliance Technology Solution for Advertising and Communications Review

- National Regulatory Services (NRS), the national leader in compliance consulting, education and technology solutions, today announced the release of an enhanced version of ComplianceMAX™, its modular technology solution that helps broker-dealers, investment advisers and insurers implement a best practices approach to stringent regulatory compliance requirements for public communications and advertising review. The enhanced solution includes […]
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March 26 2009 - Press release

Accuity and National Regulatory Services integrate management teams

- Accuity, the leading provider of global payment routing data and AML screening services and National Regulatory Services (NRS), a division of SourceMedia that is the nation’s leader in compliance and registration products and services for investment advisers, broker-dealers, investment companies and insurance institutions, announced today that they have integrated their management teams and will be […]
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