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June 3 2010 - Press release

Pershing’s Affiliate, iNautix, Expands Its Suite of Compliance Solutions for Introducing Broker-Dealers

- iNautix (USA) LLC, an affiliate of Pershing LLC and a unit of The Bank of New York Mellon Corporation (NYSE: BK), announced today that it has expanded its suite of compliance solutions for their introducing broker-dealer customers.  These new capabilities are designed to help broker-dealers create and maintain policies and procedures, comply with anti-money laundering […]
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May 25 2010 - Press release

NRS Introduces an Exclusive and Unrivaled Compliance Technology Solution for Advertising and Communications Review

- National Regulatory Services (NRS), the national leader in compliance consulting, education and technology solutions, today announced the release of an enhanced version of ComplianceMAX™, its modular technology solution that helps broker-dealers, investment advisers and insurers implement a best practices approach to stringent regulatory compliance requirements for public communications and advertising review. The enhanced solution includes […]
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March 26 2009 - Press release

Accuity and National Regulatory Services integrate management teams

- Accuity, the leading provider of global payment routing data and AML screening services and National Regulatory Services (NRS), a division of SourceMedia that is the nation’s leader in compliance and registration products and services for investment advisers, broker-dealers, investment companies and insurance institutions, announced today that they have integrated their management teams and will be […]
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