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May 20 2013 - Press release

National Regulatory Services Introduces Continuing Education Module v2.0

- National Regulatory Services (NRS), part of BankersAccuity, today announced Continuing Education Module v2.0, an upgraded module of the ComplianceMAX™ (cMAX) technology platform. The upgrade includes additional FIRM Element courses, Annual Compliance Meetings (ACM) and Insurance CE courses as well as improved student alerting, administrator reporting and ease-of-use features. CE Module is fully integrated with the […]
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January 24 2013 - Press release

National Regulatory Services Enhances Its Communications and Advertising Review Solution

- National Regulatory Services (NRS), part of BankersAccuity, today announced substantial enhancements to the Communications and Advertising Review Module of the ComplianceMAX™ (cMAX) technology platform. cMAX Ad Review v2.0 provides a single solution for the communications and advertising review process, including automated filing of materials with FINRA. Equipped with expanded standard reporting capabilities, the solution includes […]
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November 1 2011 - Press release

Reed Business Information Completes Acquisition of Accuity

Reed Business Information announced today that its acquisition of Accuity Inc. has been completed. On 26 September 2011, it was announced that a definitive agreement to acquire Accuity Inc. for a total cost of £343m had been reached. Accuity Inc. will be integrated with Reed Business Information’s Bankers’ Almanac to form BankersAccuity, bringing a global […]
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August 30 2011 - Press release

NRS and IAA Release 11th Edition of Evolution Revolution

- The Investment Adviser Association (IAA) and National Regulatory Services (NRS) today issued their eleventh annual report, Evolution Revolution, an in-depth study on the trends of the investment advisory profession that analyzes annual updates filed by investment advisers registered with the Securities and Exchange Commission. The 2011 report is based on information on file with the […]
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November 18 2010 - Press release

Introducing the NRS ComplianceGuardian Form ADV Architect Module

- NRS, the national leader in compliance consulting, education and technology solutions, today released new module for its compliance technology product, NRS ComplianceGuardian(TM), which can assist with meeting the new requirements for Form ADV Part 2. Guardian’s new Form ADV Architect Module helps firms create, maintain and archive their “plain English” firm brochures and brochure supplements. […]
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June 3 2010 - Press release

Pershing’s Affiliate, iNautix, Expands Its Suite of Compliance Solutions for Introducing Broker-Dealers

- iNautix (USA) LLC, an affiliate of Pershing LLC and a unit of The Bank of New York Mellon Corporation (NYSE: BK), announced today that it has expanded its suite of compliance solutions for their introducing broker-dealer customers.  These new capabilities are designed to help broker-dealers create and maintain policies and procedures, comply with anti-money laundering […]
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May 25 2010 - Press release

NRS Introduces an Exclusive and Unrivaled Compliance Technology Solution for Advertising and Communications Review

- National Regulatory Services (NRS), the national leader in compliance consulting, education and technology solutions, today announced the release of an enhanced version of ComplianceMAX™, its modular technology solution that helps broker-dealers, investment advisers and insurers implement a best practices approach to stringent regulatory compliance requirements for public communications and advertising review. The enhanced solution includes […]
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March 26 2009 - Press release

Accuity and National Regulatory Services integrate management teams

- Accuity, the leading provider of global payment routing data and AML screening services and National Regulatory Services (NRS), a division of SourceMedia that is the nation’s leader in compliance and registration products and services for investment advisers, broker-dealers, investment companies and insurance institutions, announced today that they have integrated their management teams and will be […]
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