Press Room
September 12 2019 - Press release
Investment Adviser Sector Continues Growth with Record High RAUM and Number of Clients
Washington, DC/Lakeville, CT -
Investment Adviser Sector Continues Growth with Record High RAUM and Number of Clients, According to 2019 Evolution Revolution Report. The federally registered investment adviser profession continues to see healthy growth, with record numbers of firms, employment, client demand and increased regulatory assets under management (RAUM) last year, according to the 2019 Evolution Revolution report. In […]
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May 14 2019 - Press release
Chalice Partners with NRS to Enhance Solutions for Advisors.
San Diego / Lakeville CT -
SAN DIEGO, May 14, 2019 — Chalice Financial Network™ (“Chalice,” “CFN” or “the firm”), a first of its kind Software-as-a-Service (SaaS)-based member-benefit organization for independent financial advisors
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September 6 2018 - Press release
IAA and NRS Study finds investment adviser profession a strong economic driver
Washington, DC/Lakeville, CT -
The 2018 Evolution Revolution report, published today, found the universe of SEC-registered investment advisers is on the rise and has hit record-highs this year in terms of number of advisers, aggregate regulatory assets under management (RAUM) and employment.
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March 6 2018 - Press release
National Regulatory Services and Fortress Information Security join forces to help businesses tackle cybersecurity compliance
Lakeville, CT / Orlando, FL -
National Regulatory Services (NRS), the leader in compliance solutions and services for financial services firms, and Fortress Information Security, a rapidly growing information security and risk mitigation company, have announced a partnership to offer a new cybersecurity consulting service. The combined proposition aims to ensure that organizations of all sizes are both protected from increasingly […]
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August 1 2017 - Press release
IAA and NRS 17th Annual Evolution Revolution Study
Washington, DC / Lakeville, CT -
The universe of federally registered investment advisers continued to grow in 2017, as did the total of their aggregate regulatory assets under management (RAUM) – which now stands at a record high of $70.7 trillion. The just-released 2017 Evolution Revolution also shows that the investment adviser profession remains a powerful provider of high-quality jobs as […]
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October 5 2016 - Press release
NRS Acquires Fire Solutions
Evanston, IL -
NRS, part of Accuity, today announced that it has acquired FIRE Solutions, a leading provider of compliance and education products and services to the broker-dealer community and an industry leader in securities exam preparation. Palm Ventures, LLC is the lead investor in FIRE Solutions along with The Palmer Group. The acquisition is part of NRS’s […]
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August 23 2016 - Press release
NRS and IAA’s 16th Annual Evolution Revolution Study
Washington, DC / Lakeville, CT -
The universe of federally registered investment advisers continued to grow in 2016 – adding more firms and more jobs, while managing assets for a greater number of clients, according to the just-released 2016 Evolution Revolution. The 16th edition of this annual joint study by the Investment Adviser Association (IAA) and National Regulatory Services (NRS) paints […]
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October 7 2015 - Press release
National Regulatory Services (NRS) releases the first Advertising Review system with bi-directional AREF integration
National Regulatory Services (NRS) has released an update to the Advertising and Public Communication Review module on its ComplianceMax™ (cMAX) platform that adds new functionality to further increase the efficiency of managing advertising by automatically retrieving FINRA’s Comment Letters. “Our updated system allows the complete advertising review workflow to be managed and documented easily and […]
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August 11 2015 - Press release
NRS and Fox Financial Planning Network: AdvisorTouch Symphony
San Diego, CA -
NRS (National Regulatory Services) and Fox Financial Planning Network (FFPN) announce the launch of AdvisorTouch Symphony, the only program of its kind to help financial advisory firms harness the power of combining robo-technology with practice management. FFPN created this program to demystify robo-technology for advisory firms and provide a detailed road map through every aspect […]
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May 27 2015 - Press release
National Regulatory Services Releases cMAX Customer Complaints Module
Skokie, IL -
National Regulatory Services (NRS), part of Accuity, today announced the release of the ComplianceMAX (cMAX) Customer Complaints Module, created to allow its users to confidently manage, utilize and archive information pertaining to customer complaints. The module helps broker-dealers comply with FINRA Rule 4530 by centralizing all customer complaint information into a configurable workflow and automating […]
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