Press Room
February 2 2023 - Press release
COMPLY adds new capabilities and offerings to help compliance teams meet growing number of regulatory requirements
New York, NY -
COMPLY, the leading provider of compliance software, consulting and education resources for the financial services sector, today announced new features, offerings and partnerships to its suite of products.
“Innovation has been and will always be at the heart of everything we do,” said COMPLY President Eric White. “We are continuously looking for feedback from our customers, analyzing industry trends and evaluating new and proposed regulations to ensure we continue to enhance our industry-leading, comprehensive set of compliance solutions so we can help firms meet their needs today and tomorrow.”
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January 17 2023 - Press release
COMPLY adds technology, operations and finance expertise to expanded leadership team as it accelerates growth and integration strategy
New York, NY -
COMPLY, the leading provider of compliance software, consulting and education resources for the financial services sector and whose portfolio of firms includes ComplySci, RIA in a Box, National Regulatory Services (NRS) and illumis, recently announced the addition of Eric White as president, Nathan Remmes as chief growth officer and Daniel Sanders as chief financial officer.
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November 8 2022 - Press release
COMPLYSCI, RIA IN A BOX, NRS AND ILLUMIS TO OPERATE AS COMPLY
New York, NY -
NRS, the leading provider of regulatory technology and compliance solutions for the financial services sector, today announced the creation of parent brand COMPLY. The launch of COMPLY marks the official unification of ComplySci, RIA in a Box, National Regulatory Services (NRS) and illumis under one corporate umbrella.
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June 23 2022 - Press release
IAA AND NRS INVESTMENT ADVISER INDUSTRY SNAPSHOT CONFIRMS SECTOR GROWTH OF 16.7% YEAR-OVER-YEAR
Washington, DC/Lakeville, CT -
Annual industry survey cites demand for adviser services surges as number of advisers, clients and assets under management reach record highs in 2021 Washington, DC/Lakeville, CT (June 23, 2022) – The Investment Adviser Association (IAA) and National Regulatory Services (NRS), a ComplySci company, announced the investment adviser industry set records again in 2021, according to […]
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October 21 2021 - Press release
ComplySci Acquires NRS – An Advanced Provider of Compliance and Regulatory Consulting, Education and Technology for Financial Services Companies
New York, N.Y. -
Combines ComplySci’s Established Employee Compliance Technology with Three-Plus Decades of Compliance Expertise and Strategic Relationships of NRS First Strategic Acquisition By ComplySci Since Receiving $120 Million Growth Equity Investment in June, with Multiple Additional Acquisitions Expected NRS to Continue Operating Under Current Brand, Leadership and Client Service Culture New York, N.Y. – Oct. 21, 2021 […]
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June 28 2021 - Press release
Investment Adviser Industry Defies Pandemic and Grows for 9th Consecutive Year
Washington, DC/Lakeville, CT -
Re-imagined Evolution Revolution Report Affirms Industry’s Resilience Defying the challenges posed by the pandemic, the investment adviser industry continued to experience record-breaking growth with close to 14,000 Security and Exchange Commission (SEC) Registered Investment Advisers (RIAs) managing $110 trillion in assets for 60.8 million clients. Those are among the topline findings of the Investment Adviser […]
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November 10 2020 - Press release
Investment Adviser Industry Saw Records in 2019, According to New Evolution Revolution Report
Washington, DC/Lakeville, CT -
The Investment Adviser industry continued to experience record-level growth through 2019, including in number of registered advisers and assets under management, according to the 2020 Evolution Revolution Report. The annual report provides a window into the upward trajectory of a dynamic industry that is vital for investors, the economy and capital markets. Entering its 20th […]
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September 12 2019 - Press release
Investment Adviser Sector Continues Growth with Record High RAUM and Number of Clients
Washington, DC/Lakeville, CT -
Investment Adviser Sector Continues Growth with Record High RAUM and Number of Clients, According to 2019 Evolution Revolution Report. The federally registered investment adviser profession continues to see healthy growth, with record numbers of firms, employment, client demand and increased regulatory assets under management (RAUM) last year, according to the 2019 Evolution Revolution report. In […]
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May 14 2019 - Press release
Chalice Partners with NRS to Enhance Solutions for Advisors.
San Diego / Lakeville CT -
SAN DIEGO, May 14, 2019 — Chalice Financial Network™ (“Chalice,” “CFN” or “the firm”), a first of its kind Software-as-a-Service (SaaS)-based member-benefit organization for independent financial advisors
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September 6 2018 - Press release
IAA and NRS Study finds investment adviser profession a strong economic driver
Washington, DC/Lakeville, CT -
The 2018 Evolution Revolution report, published today, found the universe of SEC-registered investment advisers is on the rise and has hit record-highs this year in terms of number of advisers, aggregate regulatory assets under management (RAUM) and employment.
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