For over 30 years as the nation’s leader in compliance and registration products and services for financial services firms, NRS has helped clients guide their compliance strategy, minimize their risk and lower their costs. We utilize three synergistic product lines in technology, education and consulting to create customized compliance solutions for our clients.
National Regulatory Services (NRS) is a ComplySci Company.
NRS Technology solutions were developed based on the knowledge and expertise of NRS Consultants and are tailored to meet the specific compliance needs of financial services firms. NRS provides turnkey solutions that can be used as compliance portals for your entire firm through the NRS ComplianceGuardian™ platform.
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NRS Education provides a comprehensive selection of practical compliance education options designed to train and enlighten personnel at investment adviser, investment company and broker-dealer firms. NRS is the creator and co-sponsor the Investment Adviser Certified Compliance Professional® designation, to ensure that individuals earning the designation have been trained, tested and certified to meet high industry professional standards. To further compliance education, NRS Education also created annual compliance conferences, Desktop Seminars and multi-day topical seminars.
NRS Consultants combine their knowledge of regulations and industry best practices to provide sound and practical guidance designed to meet your firm’s specific business needs. NRS has built its business and developed its market leading position by providing our clients with clear, concise and useful consulting. Each year, every NRS Consultant interacts with hundreds of Investment Advisers, large and small. This exposure combined with individual expertise allows us to stay at the forefront of the industry trends and best practices.
ComplySci is a leading provider of regulatory technology solutions that help compliance organizations identify, monitor, manage and report on conflicts of interest arising from employee activities, including personal trading, gifts and entertainment, political contributions, outside business affiliations, and other code of ethics violations. We believe advanced compliance technology empowers compliance professionals to transform their business and elevate the role of compliance in their firm. More than 1,400 customers, including some of the world’s largest financial institutions, rely on ComplySci’s scalable and sophisticated platform to stay ahead of risk and unlock the strategic potential of their compliance data. Learn more at complysci.com.