About NRS

NRS is the consulting and education partner for your compliance program. Combining industry leading experts and real-world insight to help you stay up to date with the ever-changing regulatory landscape.

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Setting a new standard for compliance expertise.

NRS, by COMPLY, is part of an industry-leading portfolio of firms, serving the full spectrum of compliance needs for the financial services industry.

Establish and protect. Comprehensive RIA compliance starts now.

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Perfecting the business of compliance.

Keep reading

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Navigating the SEC's whistleblower program: Best practices for investment firms 09/15/23

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Detecting insider trading violations: A review of firm’s processes 09/05/23

Cybersecurity Risk Alert

SEC Risk Alert: Observations from Anti-Money Laundering Compliance Examinations of Broker-Dealers 08/11/23

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