August 5, 2020 - Event

Professional Ethics: Ethical Decision-Making for Compliance Professionals Amid the Pandemic Response

As compliance professionals, we are used to working within sets of well-defined rules and creating procedures that manage risks.
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July 16, 2020 - Event

Professional Ethics: Ethical Decision-Making for Compliance Professionals Amid the Pandemic Response

As compliance professionals, we are used to working within sets of well-defined rules and creating procedures that manage risks.
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July 14 – 16, 2020 - Event

Virtual: Central Investment Adviser Certified Compliance Professional Program Symposium

Gain a foundation in IA Compliance and complete requirements for your IACCP® Designation
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June 2 – 4, 2020 - Event

Virtual: West Coast Investment Adviser Core Compliance Program Symposium

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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August 4 – 6, 2020 - Event

Virtual: East Coast Investment Adviser Core Compliance Program Symposium

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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Chicago skyline
August 6 – 8, 2019 - Event

Boston Investment Adviser Compliance Symposium

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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Chicago skyline
July 16 – 18, 2019 - Event

Chicago Investment Adviser Compliance Symposium

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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June 4 – 6, 2019 - Event

Scottsdale Investment Adviser Compliance Symposium

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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August 8, 2019 - Event

SEC Examination and Enforcement Update for Investment Advisers

This course will speak to how the examination and enforcement culture has changed at the SEC, the new types of SEC exams, and how firms can prepare for them.
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August 8, 2019 - Event

Critical Skills for High-Performance Compliance Professionals: Closing the Circle

While compliance professionals are most adept at understanding what knowledge is needed to execute compliance tasks and responsibilities and foster a culture of ethical compliance, how to execute and implement is more challenging.
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