NRS 2018 Fall Conference
October 24 – 29, 2021 - Event

NRS Fall 2021 Compliance Conference

Join NRS at our Fall 2021 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.
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May 17 – 20, 2021 - Event

NRS Spring 2021 Compliance Conference

Join NRS at our Spring 2020 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.
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July 14 – 16, 2020 - Event

Virtual: Central Investment Adviser Certified Compliance Professional Program Symposium

Gain a foundation in IA Compliance and complete requirements for your IACCP® Designation
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June 2 – 4, 2020 - Event

Virtual: West Coast Investment Adviser Core Compliance Program Symposium

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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August 4 – 6, 2020 - Event

Virtual: East Coast Investment Adviser Core Compliance Program Symposium

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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March 3, 2020 - Event

Compliance Programs Rules and Strategies for Managing Your Annual Review

This course identifies internal controls and compliance testing and documentation procedures within the structure of a practical compliance program.
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October 26 – 29, 2020 - Event

NRS Fall 2020 Compliance Conference
Virtual option coming soon

special message from NRS NRS is actively monitoring the Coronavirus COVID-19 situation to ensure the safety of attendees and presenters at all our live events. We will update those registered to attend live events as changes are made to our event schedule. Select events will be available virtually. Join NRS at our Fall 2020 Compliance […]
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Chicago skyline
August 6 – 8, 2019 - Event

Boston Investment Adviser Compliance Symposium

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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Chicago skyline
July 16 – 18, 2019 - Event

Chicago Investment Adviser Compliance Symposium

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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October 15 – 18, 2019 - Event

NRS Fall 2019 Compliance Conference

Come to Huntington Beach, known as “Surf City USA” for compliance education and peer interaction. Join NRS at our Fall 2019 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs. attendee comments I depend upon my […]
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