August 4 – 6, 2020 - Event

East Coast Investment Adviser Core Compliance Program Symposium

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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July 14 – 16, 2020 - Event

Central Investment Adviser Certified Compliance Professional Program Symposium

Gain a foundation in IA Compliance and complete requirements for your IACCP® Designation
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June 2 – 4, 2020 - Event

West Coast Investment Adviser Core Compliance Program Symposium

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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July 14 – 16, 2020 - Event

Investment Adviser Certified Compliance Professional Program Symposium 2020 – Mid-West

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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June 2 – 4, 2020 - Event

Investment Adviser Core Compliance Program Symposium 2020 – West

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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August 4 – 6, 2020 - Event

Investment Adviser Core Compliance Program Symposium 2020 – East

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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March 3, 2020 - Event

Compliance Programs Rules and Strategies for Managing Your Annual Review

This course identifies internal controls and compliance testing and documentation procedures within the structure of a practical compliance program.
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October 26 – 29, 2020 - Event

NRS Fall 2020 Compliance Conference

Join NRS at our Fall 2020 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs. attendee comments Recent Trends in Investment Adviser Enforcement Proceedings Session was bright and knowledgeable, with poised, vibrant and excellent speakers. The […]
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NRS Spring 2020 Compliance Conference - For Investment Advisers and Broker Dealers - April 20-23, 2020 - Miami FL
April 20 – 23, 2020 - Event

NRS Spring 2020 Compliance Conference

Join NRS at our Spring 2020 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.
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August 6 – 8, 2019 - Event

Boston Investment Adviser Compliance Symposium

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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