August 4 – 6, 2020 - Event
East Coast Investment Adviser Core Compliance Program Symposium
NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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July 14 – 16, 2020 - Event
Central Investment Adviser Certified Compliance Professional Program Symposium
Gain a foundation in IA Compliance and complete requirements for your IACCP® Designation
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June 2 – 4, 2020 - Event
West Coast Investment Adviser Core Compliance Program Symposium
NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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July 14 – 16, 2020 - Event
Investment Adviser Certified Compliance Professional Program Symposium 2020 – Mid-West
NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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June 2 – 4, 2020 - Event
Investment Adviser Core Compliance Program Symposium 2020 – West
NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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August 4 – 6, 2020 - Event
Investment Adviser Core Compliance Program Symposium 2020 – East
NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts.
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January 8 2020 - Resource
NRS 2020 Course Calendar
NRS 2020 Education Calendar provides a full view of all events so that you can plan your year for education; from becoming an IACCP designee, to continuing your education.
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Product
Regulation Best Interest (Reg BI)
Although Regulation Best Interest (Reg BI) has stolen the spotlight, it is just one part of the SEC’s Standards of Conduct for Investment Professionals Rulemaking Package, which consists of the following regulations and interpretations: Regulation Best Interest Form CRS Investment Adviser Fiduciary Duty Interpretation A “Solely Incidental” Broker-Dealer Exclusion Interpretation Enroll Gain the knowledge you […]
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Product
Policies and Procedures Management
ComplianceGuardian™, Policies and Procedures Management swiftly puts your firm’s policies and procedures in place and on solid ground. Using ComplianceGuardian™ your firm can create required policies and procedures or code of ethics including attestations. Manual content is written and updated quarterly by NRS compliance experts to ensure that your firm meets current regulatory requirements. NRS’ […]
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December 8, 2020 - Event
Compliance Professional Summit
A panel of compliance professionals from firms of many sizes will cover current risk issues of concern to many compliance professionals.
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