Blue Sky Solution System
Blue Sky Solution System is a state-of-the-art application designed to streamline the blue sky filing and compliance monitoring process. Developed with three primary objectives — efficiency, accuracy and electronic filing — the Blue Sky Solution System is the country’s premier blue sky compliance application. As a result of its user-friendly interface, accuracy, high productivity rates and low staffing requirements, it is the system of choice for some of the largest mutual fund companies and third party administrators in the country. Too busy and need an outsourced solution? Click here
Blue Sky Solution™ System
Blue Sky Solution™ enables even the largest blue sky departments to achieve maximum productivity with minimal staffing and overhead expenses. Blue Sky Solution™ was designed to maximize the benefits of state notice filing fees paid. The system’s advanced trend analysis and reporting tools facilitate identification of potential exempt transactions and accounts, thereby minimizing the reportable sales and associated blue sky fees.
Blue Sky Solution™ includes a fully populated and ready-to-use law module that includes all state requirements for blue sky filings. The law module is able to calculate each state’s notice fees for initial filings, renewals, increase shares, over-sales, name changes, FYE changes, reorganizations, terminations and other required amendments. The module is frequently updated to reflect changes in state filing requirements; so, as state rules change, your system is always current. When initial or renewal filings are created, the system creates matching calendar entries based on rules from the law module. The software schedules the on-going required renewal filings and sales reports based on fiscal year end, calendar year end, anniversary, SEC effectiveness and other unique state scheduling criteria.
For more information, please call (800) 803-5764.
Blue Sky Solution System is a state-of-the-art application designed to streamline the blue sky filing and compliance monitoring process. Developed with three primary objectives — efficiency, accuracy and electronic filing — the Blue Sky Solution System is the country’s premier blue sky compliance application. As a result of its user-friendly interface, accuracy, high productivity rates and low staffing requirements, it is the system of choice for some of the largest mutual fund companies and third party administrators in the country. Too busy and need an outsourced solution? Click here
Blue Sky Solution™ System
Blue Sky Solution™ knows when filings are due, monitors daily sales, facilitates sales trend analysis and creates all initial and maintenance filings. The system generates complete filings and with minimal human input with an on-line workflow and approval process that reduces paper waste.
- The most technically advanced and easy-to-use securities notice filing and compliance software available
- Simplifies the process of blue sky filing by dramatically reducing the amount of research, data entry, and maintenance required
- Greatly reduces costs spent satisfying state requirements for open- and closed-end mutual funds, unit investment trusts and periodic payment plans
- Significantly lowers risk of non-compliance and penalty fees
- Interfaces with Securities Registration Depository (“SRD”) to provide an integrated e-filing solution
Blue Sky Solution™ enables even the largest blue sky departments to achieve maximum productivity with minimal staffing and overhead expenses. Blue Sky Solution™ was designed to maximize the benefits of state notice filing fees paid. The system’s advanced trend analysis and reporting tools facilitate identification of potential exempt transactions and accounts, thereby minimizing the reportable sales and associated blue sky fees.
Blue Sky Solution™ includes a fully populated and ready-to-use law module that includes all state requirements for blue sky filings. The law module is able to calculate each state’s notice fees for initial filings, renewals, increase shares, over-sales, name changes, FYE changes, reorganizations, terminations and other required amendments. The module is frequently updated to reflect changes in state filing requirements; so, as state rules change, your system is always current. When initial or renewal filings are created, the system creates matching calendar entries based on rules from the law module. The software schedules the on-going required renewal filings and sales reports based on fiscal year end, calendar year end, anniversary, SEC effectiveness and other unique state scheduling criteria.
For more information, please call (800) 803-5764.
© Copyright 2010. National Regulatory Services