NRS Resources™

Resources™ is designed to provide you with everything you need to get on the road to compliance and stay there. We've bundled the foundational elements of a compliance program into a simple, comprehensive and affordable package designed specifically for small firms.

Resources™ includes:

Monthly Compliance Modules

The heart of the Resources™ program is our proprietary monthly compliance modules. Each month, a designated person from your firm will log in to your own online compliance portal and receive your firm's monthly compliance tasks and activities through a series of on-line workbooks. The modules address monthly recurring activities, in addition to quarterly and annual activities. Throughout, we provide useful hints, tips and regulatory background information to help guide you through the process. We capture your answers, comments and notes and your progress will be tracked as you complete your assignments.

Business Continuity Plan

Access to an on-line, customizable model Business Continuity Plan. We provide the base content and the framework of your plan, allowing you to focus your time and energies populating it with critical business information.

Model Forms & Documents Library

Access to an extensive library of model forms and compliance documents. Written by our Compliance Institute, these model forms may be downloaded and adapted for your own use.

Monthly News

Every month we will provide you with unlimited access to RegulatoryRegister.com. RegulatoryRegister.com is an online news source devoted to analyzing compliance issues and providing best practice guidance that assists you with keeping your firm in compliance. It is written for compliance experts by compliance experts.

Web seminars on regulatory initiatives

For more information please call 860-435-0200