Wrap Fee Consulting
Both sponsors and sub-advisers need to fulfill specified disclosure requirements regarding
wrap fee relationships (Schedule H for sponsors, Part II of the Form ADV for sub-advisers).
NRS Wrap Fee Assistance may include disclosing which services you provide to wrap clients and
distinguishing those services from those provided by other wrap participants. Wrap Fee
Assistance also addresses special Schedule H disclosures and reviews issues of suitability,
conflicts of interest, best execution, discretionary versus directed brokerage, client contact, and Rule 3a-4 issues.
NRS can prepare a draft or review a Wrap Fee Disclosure Document, so you'll feel confident in all of
your Schedule H information.
|
