Mock SEC/State Examination
There's only one way to prepare for a regulatory audit. Practice with professionals.
NRS seasoned adviser consultants will conduct a Mock SEC/State Examination that will review your records and operations to
identify potential problems before you are audited. Following this mock examination, you
will receive a comprehensive summary report offering recommendations to correct deficiencies
in your firm's record, policies and compliance procedures. NRS will create ongoing compliance solutions; specifically
tailored to address any problems found during the inspection.
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