Description:

This Operational Risk forum will be an exchange of ideas on how and where to find—and improve—the systems and processes within firms that can prevent organizations from becoming another “headline casualty.”

How can firms implement a robust enterprise-wide risk and compliance system to reduce risks against trading abuse, fraudulent employee activities, external fraud and theft of information, process management errors, business disruption and systems failures and other exposures?
 

For whom:

Chief Compliance Officers and others working in the compliance area, legal counsel, managers

Learning Objectives:

A panel consisting of veteran CCOs and risk managers will share their real-life experiences and practical expertise to help you avoid or mitigate significant and even catastrophic risk events.
 

Pre-requisites for participation:

No prerequisites are required.