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Investment Adviser

Gain an edge with education. Learn investment adviser compliance with NRS.

Education is key to continued compliance success – and NRS is the established industry leader in providing educational services and programs to investment advisers in organizations of all sizes and locations.

Through ongoing learning and training, your investment adviser compliance team will gain – and maintain – the "edge of education" to help ensure that both routine and newly required procedures consistently meet current requirements. From staying current on the "do's and don'ts" of investment adviser advertising, drafting effective Form ADV disclosure that protects clients and the firm, to understanding the implications for identifying and disclosing conflicts of interest under the Investment Advisers Act, NRS is your trusted source for staying educated on today’s most critical issues.

NRS is the first in the industry to offer professional certification for compliance officers through its Center for Compliance Professionals, co-sponsored by the Investment Adviser Association.

NRS is a leader in providing investment adviser education through annual conferences, online seminars, customized training programs delivered on-site or over the web, and topic-specific conferences, including:
  • Annual Spring and Fall Compliance Conferences
  • NRS Desktop Seminars
  • Topic-Specific Conferences
  • Customized Training Programs
  • Certification
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